Current Report Filing (8-k)
June 27 2016 - 04:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 20, 2016
SCHMITT INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
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Oregon
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000-23996
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93-1151989
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(State or other jurisdiction
of incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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2765 N.W. Nicolai Street
Portland, Oregon
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97210-1818
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (503) 227-7908
Not Applicable
Former
name or former address, if changed since last report
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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As previously reported in a Current Report on Form 8-K/A filed with the Securities and
Exchange Commission (the Commission) on February 3, 2016, Nasdaq issued a letter to Schmitt Industries, Inc. (the Registrant), dated January 29, 2016, stating that the Registrant was not in compliance with Nasdaq
Listing Rule 5605 as a result of Mr. David M. Hudsons appointment as interim President and Chief Executive Officer of the Registrant and his resignation from the Audit Committee of the Registrants Board of Directors (the
Board).
As previously reported in a Current Report on Form 8-K filed with the Commission on June 1, 2016, effective May 31, 2016,
the Board appointed Charles Davidson to the Board. Mr. Davidson was appointed to serve on the Boards Audit, Compensation, and Nominating Committees.
On June 20, 2016, Nasdaq issued a letter to the Registrant confirming that with the appointment of Charles Davidson to the Board, the Registrant has
gained compliance with Nasdaq Listing Rules 5605(b)(1) and 5605(c)(2).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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SCHMITT INDUSTRIES, INC.
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June 27, 2016
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By:
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/s/ Ann M. Ferguson
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Name: Ann M. Ferguson
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Title: Chief Financial Officer and Treasurer
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