Current Report Filing (8-k)
October 06 2015 - 10:39AM
Edgar (US Regulatory)
UNITED-STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549 |
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest
event reported): October 2, 2015
UNITED-GUARDIAN,
INC.
(Exact name of Registrant as Specified in Charter)
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DELAWARE |
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1-10526 |
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11-1719724 |
(State or Other Jurisdiction
of Incorporation) |
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(Commission File Number) |
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(IRS Employer
Identification No.) |
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230 Marcus Boulevard, Hauppauge,
New York |
11788 |
(Address of Principal Executive Offices) |
(Zip Code) |
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Registrant's telephone number, including
area code: |
(631) 273-0900 |
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Not Applicable |
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(Former name or former address, if changed since last report) |
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Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c) |
Item 5.02 Departure of Directors or Principal Officers;
Election of Directors; Appointment of Principal Officers
On October 2, 2015, Christopher W. Nolan, a director of United-Guardian,
Inc. (the “Company”), notified the Company that he was resigning from the Company’s Board of Directors effective
immediately. Mr. Nolan informed the Company that his decision to resign was based solely on personal reasons, and did not involve
any disagreement with the Company, the Company's management, or the Board of Directors. Specifically, Mr. Nolan informed the Company
that he was joining the Corporate Finance group of Pricewaterhouse Coopers (“PwC”), a $34 billion global audit and
advisory firm, and that PwC has strict independence requirements that restrict an employee from being on the board of directors
of a public company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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UNITED-GUARDIAN, INC. |
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By: |
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/s/ Kenneth H. Globus |
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Name: |
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Kenneth H. Globus |
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Title: |
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President |
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October 6, 2015 |
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