UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 


 

Date of Report (Date of earliest event reported): May 29, 2015 (May 27, 2015)

 


 

MOCON, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Minnesota

000-09273

41-0903312

(State or Other Jurisdiction of Incorporation)

(Commission File Number)

(I.R.S. Employer Identification Number)

 

 

7500 Mendelssohn Avenue North

Minneapolis, MN

 

55428

(Address of Principal Executive Offices)

(Zip Code)

 

(763) 493-6370

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



     

 
 

 

 

Section 5Corporate Governance and Management

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

 

On May 27, 2015, MOCON, Inc. (the “Company”) held its annual meeting of shareholders. At the annual meeting, the shareholders of the Company (i) elected the nine persons named below to serve as directors of the Company, (ii) approved a non-binding advisory proposal on the Company’s executive compensation, (iii) approved the adoption of the MOCON, Inc. 2015 Employee Stock Purchase Plan, (iv) approved the adoption of the MOCON, Inc. 2015 Equity Incentive Plan, and (v) ratified the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2015. The final results of the shareholder vote on each matter brought before the meeting were as follows:

 

 

 

For

 

 

Against/Withhold

 

 

Abstain

 

Broker

Non-Vote

1. Election of Directors

             

Robert L. Demorest

3,308,674

 

105,976

 

 

1,913,442

Donald N. DeMorett

3,310,729

 

103,921

 

 

1,913,442

Robert F. Gallagher

3,324,451

 

90,199

 

 

1,913,442

Bradley D. Goskowicz

3,277,719

 

136,931

 

 

1,913,442

Daniel W. Mayer

3,271,467

 

143,183

 

 

1,913,442

Tom C. Thomas

3,318,892

 

95,758

 

 

1,913,442

David J. Ward

3,325,142

 

89,508

 

 

1,913,442

Kathleen P. Iverson

3,330,732

 

83,918

 

 

1,913,442

Paul Zeller

3,322,555

 

92,095

 

 

1,913,442

 

 

 

2.     Advisory proposal on the Company’s executive compensation.

 

For:

3,115,583

Against: 

259,689

Abstain: 

39,378

Broker Non-Vote:

1,913,442

 

 

3.     Approved the adoption of the MOCON, Inc. 2015 Employee Stock Purchase Plan.

 

For:

3,271,638

Against: 

114,323

Abstain: 

28,689

Broker Non-Vote: 

1,913,442

 

 

 

 

4.     Approved the adoption of the MOCON, Inc. 2015 Equity Incentive Plan.

 

For:

2,513,089

Against:   

784,140

Abstain:   

117,421

Broker Non-Vote 

1,913,442

 

5.     Ratification of Independent Registered Public Accounting Firm

 

For:

5,192,167

Against:   

107,628

Abstain:     

28,297

Broker Non-Vote:  

0

 

 
 3

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

MOCON, INC.

 

 

 

 

 

Dated: May 29, 2015 

By:

/s/ Elissa Lindsoe

 

 

 

  Elissa Lindsoe

 

 

 

  Vice President, Chief Financial Officer, Treasurer and Secretary  

 

 

 

                                   

 4

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