TIDMXTA
RNS Number : 6594G
Credit Suisse Securities (Eur) Ltd
02 July 2012
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Credit Suisse Securities (Europe) Limited
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(b) Name of offeror/offeree in relation to whose relevant securities this Xstrata Plc
form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is Glencore International Plc
connected:
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(d) Date dealing undertaken: 29-June-2012
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(e) Has the EPT previously disclosed, or is it today disclosing, under Yes - Glencore International Plc
the Code in respect
of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
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Ordinary shares Purchases 5,814,264 8.215(GBP) 7.975 (GBP)
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Ordinary shares Sales 5,068,991 8.215(GBP) 7.981 (GBP)
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(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number Price
relevant description of reference per unit
security securities (GBp)
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e.g. e.g. opening/closing
CFD a long/short
position, increasing/reducing
a long/short
position
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Increasing
Ordinary Swap a short 100000 797.50
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Increasing
Ordinary Swap a short 92 798.60
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Increasing
Ordinary Swap a short 3800 798.60
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Increasing
Ordinary Swap a short 20000 798.88
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Increasing
Ordinary Swap a short 40000 798.88
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Increasing
Ordinary Swap a short 10000 799.54
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Increasing
Ordinary Swap a short 3113 802.64
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Increasing
Ordinary Swap a short 1422 804.68
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Increasing
Ordinary Swap a short 66117 805.20
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Increasing
Ordinary Swap a short 19871 805.73
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Increasing
Ordinary Swap a short 221918 805.85
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Increasing
Ordinary Swap a short 43098 806.38
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Increasing
Ordinary Swap a short 38115 807.41
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Increasing
Ordinary Swap a short 5189 808.16
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Increasing
Ordinary Swap a short 19200 808.53
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Increasing
Ordinary Swap a short 43906 809.24
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Increasing
Ordinary Swap a short 135394 810.50
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Increasing
Ordinary Swap a short 511260 810.60
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Increasing
Ordinary Swap a short 10000 811.50
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Increasing
Ordinary Swap a short 50000 817.40
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Reducing a
Ordinary Swap short 4000 801.33
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Reducing a
Ordinary Swap short 1364 805.72
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Reducing a
Ordinary Swap short 2116 806.28
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Reducing a
Ordinary Swap short 29986 808.42
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Reducing a
Ordinary Swap short 2087 811.00
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Reducing a
Ordinary Swap short 500000 811.15
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Reducing a
Ordinary Swap short 31112 811.47
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Reducing a
Ordinary Swap short 41519 811.57
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Reducing a
Ordinary Swap short 22504 812.07
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Reducing a
Ordinary Swap short 8019 812.53
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Reducing a
Ordinary Swap short 3539 814.39
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(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
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(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
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(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
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The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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Date of disclosure: 2-July-2012
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Contact name: Anthony Allen / Paul MacDonald
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Telephone number: 0207 888 5416 / 8548
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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