Copies of All Stockholder Derivative Actions Filed With a Court Against an Investment Company or an Affiliate (40-33)
July 08 2016 - 4:32PM
Edgar (US Regulatory)
FIRM/AFFILIATE OFFICES
-----------
BOSTON
CHICAGO
HOUSTON
LOS ANGELES
PALO ALTO
WASHINGTON, D.C.
WILMINGTON
-----------
BEIJING
BRUSSELS
FRANKFURT
HONG KONG
LONDON
MOSCOW
MUNICH
PARIS
SÃO PAULO
SEOUL
SHANGHAI
SINGAPORE
TOKYO
TORONTO
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP
FOUR TIMES SQUARE
NEW YORK 10036-6522
________
TEL: (212) 735-3000
FAX: (212) 735-2000
www.skadden.com
July 8, 2016
VIA EDGAR
U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
RE: Form 40-33– Civil Action Document Filed Against
American Capital, Ltd. (File No. 814-00149)
Ladies and Gentlemen:
Pursuant to Section 33 of the Investment Company Act of 1940, as amended,
enclosed for filing please find a copy of the class action complaint filed in the Circuit
Court for Montgomery County, Maryland by Larry Sutton on behalf of himself and all
others similarly situated against American Capital, Ltd. (the “Company”), American
Capital Asset Management, LLC, American Capital Mortgage Management, LLC,
American Capital Agency Corp., Malon Wilkus, Mary C. Baskin, Neil M. Hahl, Philip
R. Harper, Stan Lundine, Kristen L. Manos, Susan K. Nestegard, Kenneth D. Peterson,
Jr., Alvin N. Puryear, David G. Richards, Ares Capital Corporation, Orion Acquisition
Sub, Inc., Ivy Hill Asset Management, L.P., Ivy Hill Asset Management GP, LLC, and
Ares Capital Management LLC, involving the Company and certain directors and
officers of the Company that has been delivered to the Company.
Please do not hesitate to contact me at (212) 735-3406 if you have any
questions regarding this filing.
Sincerely,
/s/ Michael K. Hoffman
Michael K. Hoffman
Enclosure:
cc: Samuel A. Flax, American Capital, Ltd.
American Capital Strategies (NASDAQ:ACAS)
Historical Stock Chart
From Mar 2024 to Apr 2024
American Capital Strategies (NASDAQ:ACAS)
Historical Stock Chart
From Apr 2023 to Apr 2024