Carillion PLC Holding(s) in Company (4469F)
May 17 2017 - 9:15AM
UK Regulatory
TIDMCLLN
RNS Number : 4469F
Carillion PLC
17 May 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Carillion Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
---------------------------------------------------------- ---------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- ---------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- ---------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------- ---------------------------------
3. Full name of person(s) Citigroup Global Markets Limited
subject to the
notification obligation:
(iii)
---------------------------------------------------------- ---------------------------------
4. Full name of shareholder(s) N/A
(if different from 3.):(iv)
---------------------------------------------------------- ---------------------------------
5. Date of the transaction 15-May-2017
and date on
which the threshold is
crossed or
reached: (v)
---------------------------------------------------------- ---------------------------------
6. Date on which issuer 17-May-2017
notified:
---------------------------------------------------------- ---------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
---------------------------------------------------------- ---------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ------------------------------- --------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- -------------- ----------------- --------------------------- --------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ------------ ----------------- -------------- ----------- ------------ ------------
GB0007365546 23,054,859 23,054,859 2,945,253 2,945,253 0 0.6845%
--------------- -------------- ----------------- -------------- ----------- ------------ ------------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ----------------------------------- --------------------------- ----------------------
Right to recall
lent securities 50,000 0.0116%
------------------ ------------- ----------------------------------- --------------------------- ----------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- -------------- ------------------- --------------------------- ------------------------
Nominal Delta
---------------- ------------- -------------- ------------------- --------------------------- ------------ ----------
11/03/2017
08/28/2017
08/28/2017
11/07/2017
01/09/2018
01/18/2018
05/29/2018
11/03/2017
11/03/2017
11/03/2017
05/29/2018
10/11/2018
10/11/2018
09/06/2017
Equity Swap - 09/19/2017 17,302,066 4.0214%
---------------- ------------- -------------- ------------------- --------------------------- ------------ ----------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- ------------------------------------------------------------------------
20,297,319 4.7175%
------------------------------------------------- ------------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
--------------------------------------------------------------------------------------------
Proxy Voting:
--------------------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------------------- ----------------------------
11. Number of voting rights proxy
holder will cease
to hold:
-------------------------------------------------------------- ----------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
-------------------------------------------------------------- ----------------------------
13. Additional information:
------------------------------------------------------------ ------------------------------
14. Contact name: Connor McLaughlin
------------------------------------------------------------ ------------------------------
15. Contact telephone number: +44 2895 955328
Connor.mclaughlin@citi.com
------------------------------------------------------------ ------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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