Carillion PLC Holding(s) in Company (9180V)
February 02 2017 - 11:25AM
UK Regulatory
TIDMCLLN
RNS Number : 9180V
Carillion PLC
02 February 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Carillion Plc
the underlying issuer GB0007365546
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- --------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
---------------------------------------------------------------- -----------------------
An acquisition or disposal of qualifying financial n/a
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- -----------------------
An acquisition or disposal of instruments with Yes
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- -----------------------
An event changing the breakdown of voting rights n/a
---------------------------------------------------------------- -----------------------
Other (please n/a
specify):
------------------------------------------------------- ------- -----------------------
3. Full name of person(s) UBS Investment Bank
subject to the UBS Group AG
notification obligation:
(iii)
--------------------------------------------------------- ------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv) UBS AG London Branch
UBS Limited
--------------------------------------------------------- ------------------------------
5. Date of the transaction 31 January 2017
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ------------------------------
6. Date on which issuer 2 February 2017
notified:
--------------------------------------------------------- ------------------------------
7. Threshold(s) that is/are 5% Section (B+C)
crossed or
reached: (vi, vii) 5% Section (A+B+C)
--------------------------------------------------------- ------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- ------------------------------- ---------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
--------------- -------------- --------------- ------------ --------------------- --------------------
Direct Indirect Direct Indirect
(xi) (xii)
--------------- ------------ ------------- ------------ --------- ---------- -------- ----------
Below Below
Notifiable Notifiable
GB0007365546 Threshold Threshold - - 80,447 - 0.02%
-------------- --------------- ------------ --------- ---------- -------- ----------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- ---------------------------- -------------------- --------------------
XS1140296614 19.12.2019 4 years 270,636 0.06%
----------------- -------------- ---------------------------- -------------------- --------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- -------------- -------------- ------------ --------------------- --------------------
Equity Swaps - from - 21,493,012 Nominal Delta
01.03.2017
to 16.01.2020
---------------- -------------- -------------- ------------ --------------------- -------- ----------
- 4.995%
------------------------------------------------------- -------- ---------- -------- ----------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- -------------------------------------------
21,844,095 5.08%
-------------------------------------------------------------- -------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------------------
UBS Group AG is a group holding company for UBS Investment
Bank business. Voting rights are held through its controlled
undertakings as set out below.
UBS AG:
* directly through its branches: UBS AG London Branch -
21,841,456 (5.08%)
- indirectly through its subsidiaries: UBS Limited
- 2,639 (0.001%)
Proxy Voting:
-----------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------------- --------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------------------- --------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------------------- --------------------------------
13. Additional information:
-------------------------------------------------------------- -------------------------------------------
14. Contact name: Jamie Bonney / David Iglesias
-------------------------------------------------------------- -------------------------------------------
15. Contact telephone number: +41 44 239 8058
-------------------------------------------------------------- -------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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