Carillion PLC Holding(s) in Company (8595Q)
December 02 2016 - 9:45AM
UK Regulatory
TIDMCLLN
RNS Number : 8595Q
Carillion PLC
02 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Carillion Plc
the underlying issuer GB0007365546
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
---------------------------------------------------------------- ---------------------
An acquisition or disposal of qualifying financial n/a
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ---------------------
An acquisition or disposal of instruments with n/a
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ---------------------
An event changing the breakdown of voting rights n/a
---------------------------------------------------------------- ---------------------
Other (please n/a
specify):
------------------------------------------------------- ------- ---------------------
3. Full name of person(s) UBS Investment Bank
subject to the UBS Group AG
notification obligation:
(iii)
--------------------------------------------------------- ----------------------------
4. Full name of shareholder(s) UBS AG London Branch
(if different from 3.):(iv)
--------------------------------------------------------- ----------------------------
5. Date of the transaction 30 November 2016
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ----------------------------
6. Date on which issuer 2 December 2016
notified:
--------------------------------------------------------- ----------------------------
7. Threshold(s) that is/are 4% Section (B+C)
crossed or
reached: (vi, vii) 5% Section (A+B+C)
--------------------------------------------------------- ----------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- ------------------------------- ---------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
--------------- -------------- --------------- ------------ -------------------- ---------------------
Direct Indirect Direct Indirect
(xi) (xii)
--------------- ------------ ------------- ------------ -------- ---------- -------- -----------
Below Below
Notifiable Notifiable
GB0007365546 Threshold Threshold - - 2,587,192 - 0.60%
-------------- --------------- ------------ -------- ---------- -------- -----------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- ---------------------------- ------------------- ---------------------
XS1140296614 19.12.2019 4 years 216,509 0.05%
----------------- -------------- ---------------------------- ------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- -------------- -------------- ------------ -------------------- ---------------------
Equity Swaps - from - 18,954,663 Nominal Delta
01.03.2017
to 04.11.2019
---------------- -------------- -------------- ------------ -------------------- -------- -----------
- 4.41%
------------------------------------------------------- ------- ---------- -------- -----------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- -------------------------------------------
21,758,364 5.06%
-------------------------------------------------------------- -------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------------------
UBS Group AG is a group holding company for UBS Investment
Bank business. Voting rights are held through its controlled
undertakings as set out below.
UBS AG:
* directly through its branches: UBS AG London Branch -
21,758,364 (5.06%)
Proxy Voting:
-----------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------------ ---------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------------------ ---------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------------------ ---------------------------------
13. Additional information:
-------------------------------------------------------------- -------------------------------------------
14. Contact name: David Iglesias / Raphael Lang
-------------------------------------------------------------- -------------------------------------------
15. Contact telephone number: +41 44 234 1230
-------------------------------------------------------------- -------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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