Carillion PLC Holding(s) in Company (1982W)
April 25 2016 - 5:16AM
UK Regulatory
TIDMCLLN TIDM0H7D
RNS Number : 1982W
Carillion PLC
25 April 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or CARILLION PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
------------------------------------------------------------------ --------------------------------
An acquisition or disposal of qualifying financial x
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ --------------------------------
An acquisition or disposal of instruments with x
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ --------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ --------------------------------
Other (please
specify):
--------------------------------------------------------- ------- --------------------------------
3. Full name of person(s) Deutsche Bank AG
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ---------------------------------------
4. Full name of shareholder(s) Deutsche Bank AG, London Branch
(if different from 3.):(iv) Deutsche Bank Securities,
Inc.
----------------------------------------------------------- ---------------------------------------
5. Date of the transaction 20/04/2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ---------------------------------------
6. Date on which issuer 22/04/2016
notified:
----------------------------------------------------------- ---------------------------------------
7. Threshold(s) that is/are Above 9%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ---------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- ------------- --------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------- ------------ ------------ -----------
GB0007365546 19,758,586 19,758,586 20,861,605 20,861,605 0 4.85% 0
--------------- --------------- ------------- ------------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------ ----------------------------- ---------------------
Right to Recall 1,648,780 0.38%
----------------- ------------- ------------------------------ ----------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- --------------- ----------------------------- -----------------------
Swaps 24-May-17 16,562,121 Nominal Delta
--------------- ------------- ------------- --------------- ----------------------------- ------------ ---------
3.85% 3.85%
------------- ----------- ----------- ----------- ----------- ------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
39,072,506 9.08%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------
Deutsche Bank AG, London Branch - 8.70%
Deutsche Bank Securities, Inc. - 0.38%
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- -------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- -------------
13. Additional information:
------------------------------------------------------------- -------------
14. Contact name: Stacy Otieno
------------------------------------------------------------- -------------
15. Contact telephone number: 02075476268
------------------------------------------------------------- -------------
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
-----------------------------------------------------------------
Full name Deutsche Bank AG
(including legal form of
legal entities)
------------------------------------ ---------------------------
Contact address Winchester House, 1 Great
(registered office for legal Winchester Street, London
entities) EC2N 2DB
------------------------------------ ---------------------------
Phone number & email 020-75476268
prg.london@db.com
stacy.otieno@db.com
(MORE TO FOLLOW) Dow Jones Newswires
April 25, 2016 05:16 ET (09:16 GMT)
------------------------------------ ---------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ ---------------------------
B: Identity of the notifier, if applicable
-----------------------------------------------------------------
Full name
------------------------------------ ---------------------------
Contact address
------------------------------------ ---------------------------
Phone number & email
------------------------------------ ---------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ ---------------------------
C: Additional information
-----------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLLIFLASFIEFIR
(END) Dow Jones Newswires
April 25, 2016 05:16 ET (09:16 GMT)
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