Carillion PLC Holding(s) in Company (8328X)
September 02 2015 - 6:01AM
UK Regulatory
TIDMCLLN
RNS Number : 8328X
Carillion PLC
02 September 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Carillion Plc
the underlying issuer GB0007365546
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- ----------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
---------------------------------------------------------- ---------------------
An acquisition or disposal of qualifying financial n/a
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- ---------------------
An acquisition or disposal of instruments with Yes
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- ---------------------
An event changing the breakdown of voting rights n/a
---------------------------------------------------------- ---------------------
Other (please n/a
specify):
-------------------------------------------------------- ---------------------
3. Full name of person(s) UBS Investment Bank
subject to the UBS Group AG
notification obligation:
(iii)
--------------------------------------------------------- ----------------------
4. Full name of shareholder(s) UBS AG London Branch
(if different from 3.):(iv) UBS Limited
UBS Switzerland AG
--------------------------------------------------------- ----------------------
5. Date of the transaction 28 August 2015
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ----------------------
6. Date on which issuer 1 September 2015
notified:
--------------------------------------------------------- ----------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
--------------------------------------------------------- ----------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- ---------------- ---------------- ------------- ------------------------- -------------------------
Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------ ------------- ---------- ------------- ------------ -----------
GB0007365546 16,252,784 16,252,784 - - 21,810,125 - 5.07%
---------------- ---------------- ------------- ---------- ------------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ---------------- ----------------------------- --------------------------- ---------------------
- - - - -
----------------- ---------------- ----------------------------- --------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ---------------- -------------- ------------- --------------------------- -----------------------
XS1140296614 n/a 19-DEC-2019 4 Years 484,434 Nominal Delta
--------------- ---------------- -------------- ------------- --------------------------- ------------ ---------
0.11% -
------------- ------------ ------------ ------------- -------- ------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------------------- ----------------------------------------------------
22,294,559 5.18%
---------------------------------------------------------------- ----------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------------------
UBS Group AG is a group holding company for UBS Investment
Bank business. Voting rights are held through its controlled
undertakings as set out below.
UBS AG:
* directly through its branches: UBS AG London Branch -
21,506,430 (5.00%); and
* indirectly through its subsidiaries: UBS Limited -
303,695 (0.07%) and UBS Switzerland AG - 484,434
(0.11%)
Proxy Voting:
-----------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------------------- ------------------------------
11. Number of voting rights proxy
holder will cease to hold:
--------------------------------------------------------------------------- ------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
--------------------------------------------------------------------------- ------------------------------
13. Additional information:
--------------------------------------------------------------------------- ------------------------------
14. Contact name: Konstantina Georgaki / Zuzana
Görögová
--------------------------------------------------------------------------- ------------------------------
15. Contact telephone number: +41 44 239 4071
--------------------------------------------------------------------------- ------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLLIFEAATIFIIE
(END) Dow Jones Newswires
September 02, 2015 06:01 ET (10:01 GMT)
Carillion (LSE:CLLN)
Historical Stock Chart
From Mar 2024 to Apr 2024
Carillion (LSE:CLLN)
Historical Stock Chart
From Apr 2023 to Apr 2024
