Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (9417Z)
March 20 2017 - 6:55AM
UK Regulatory
TIDMCIU TIDMSDR
RNS Number : 9417Z
Cape plc
20 March 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
----------------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying Cape plc
issuer
of existing shares to which voting rights
are
attached:
-------------------------------------------------------- ------------------------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights ü
------------------------------------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------------------------------- -------
Other (please Type 1 disclosure as per the Transparency Directive ü
specify): II Regulation
-------------------------------------------------- --------------------------------------------------------- -------
3. Full name of person(s) subject Schroders plc & Schroder Investment
to the Management Limited
notification obligation:
---------------------------------------------------- ----------------------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):
---------------------------------------------------- ----------------------------------------------------------------
5. Date of the transaction and date 16.03.17
on
which the threshold is crossed
or
reached:
---------------------------------------------------- ----------------------------------------------------------------
6. Date on which issuer notified: 17.03.17
---------------------------------------------------- ----------------------------------------------------------------
7. Threshold(s) that is/are crossed Below 10%
or
reached:
---------------------------------------------------- ----------------------------------------------------------------
8. Notified details:
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A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights
Shares Voting
Rights
------------- ---------------- ---------------- -------------- ---------------------- ---------------------------
Direct Direct Indirect Direct Indirect
------------- ------------ ------------ -------------- --------- ----------- ------------ -------------
Ordinary 12,124,827 12,112,327 11,947,443 N/A 11,859,964 N/A 9.793%
---------------- ---------------- -------------- --------- ----------- ------------ -------------
JE00B5SJJD95
------------- ------------ ------------ ------------ ------- ----------- -------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument be
acquired if the
instrument is
exercised/ converted.
----------------- -------------- -------------------------------- ------------------------ -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
--------------- -------------- -------------- -------------- -------------------------- -------------------------
Nominal Delta
--------------- -------------- -------------- -------------- -------------------------- ------------ -----------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------- -----------------------------------------------------
11,859,964 9.793%
--------------------------------------------------------------- -----------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
--------------------------------------------------------------------------------------------------------------------
Schroder Investment Management Limited 11,859,964 9.793%
Proxy Voting:
--------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------------- -----------------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------------------------------- -----------------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
------------------------------------------------------------------------- -----------------------------------------
The shares referred to in section
13. Additional information: 9 are held in portfolios managed by
those firms on a discretionary basis
for clients under investment management
agreements. This disclosure has been
calculated based on issue share capital
amount 121,103,937.
------------------------------------------------------------------------- -----------------------------------------
14. Contact name:
Shaheen Hussain
------------------------------------------------------------------------- -----------------------------------------
15. Contact telephone number: 020 7658 6000
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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