Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (4071I)
August 30 2016 - 5:08AM
UK Regulatory
TIDMCIU
RNS Number : 4071I
Cape plc
30 August 2016
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
---------------------------------------------------------------------------------------------
1. Identity of the issuer or Cape plc
the underlying issuer
of existing shares to which
voting rights are
attached:
------------------------------------------------------------- ------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights X
----------------------------------------------------------------- --------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
----------------------------------------------------------------- --------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
----------------------------------------------------------------- --------------------------
An event changing the breakdown of voting rights
----------------------------------------------------------------- --------------------------
Other (please specify):
--------------------------------------------------------------- --------------------------
3. Full name of person(s) M&G Investment Funds (3)
subject to the
notification obligation:
--------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s) STATE STREET NOMS LTD A/C
(if different from 3.): GMIQ
--------------------------------------------------------- ----------------------------------
5. Date of the transaction 26 August 2016
and date on
which the threshold is
crossed or
reached:
--------------------------------------------------------- ----------------------------------
6. Date on which issuer 30 August 2016
notified:
--------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are Below 10%
crossed or See item 13
reached:
--------------------------------------------------------- ----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------------------- --------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights
Shares Voting rights
Rights
-------------- -------------------------- ---------------- ------------- ---------------------- -----------------------
Direct Direct Indirect Direct Indirect
-------------- --------- ----------- ------------ ------------- --------- ----------- ---------- -----------
ORD GBP0.25
JE00B5SJJD95 12,360,757 12,360,757 11,812,333 0 11,812,333 0 9.75%
-------------- -------------------------- ---------------- ------------- --------- ----------- ---------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
Period may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------------------ ------------------------------- ---------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
---------------- ----------- --------------- -------------- ----------------------------------- -----------------------
Nominal Delta
---------------- ----------- --------------- -------------- ----------------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- ------------------------------------------------------------
11,812,333 9.75%
-------------------------------------------------------------- ------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
------------------------------------------------------------------------------------------------
Proxy Voting:
------------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- ---------------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- ---------------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------------- ---------------------------------------
13. Additional information: With reference to item 3,
M&G Investments Funds (3)
is an Open Ended Investment
Company (OEIC) and is not
a Prudential group company
and must be separately disclosed.
This OEIC Fund is managed
by M&G Investment Management
Limited (a wholly owned subsidiary
of Prudential plc) and will
have been previously attributed
to Prudential plc solely
on the basis that M&G Investment
Management Ltd has direct
fund management control over
the shares identified in
this notification.
Therefore the 9.75% holding
being disclosed in this notification
is encompassed in the 9.79%
holding being disclosed under
The Prudential plc group
of companies and is NOT in
addition to it.
------------------------------------------------------- ---------------------------------------
14. Contact name: Owen Smith / James Todd
M&G Investment Management
Limited
------------------------------------------------------- ---------------------------------------
020 7004 4517 / 020 7548
15. Contact telephone number: 2293
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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