Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (2109H)
November 27 2015 - 5:55AM
UK Regulatory
TIDMCIU TIDMPRU
RNS Number : 2109H
Cape plc
27 November 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying Cape PLC
issuer
of existing shares to which voting rights
are
attached:
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights x
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
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3. Full name of person(s) subject Prudential plc group of companies
to the
notification obligation:
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4. Full name of shareholder(s)
(if different from 3.): Prudential plc
M&G Group Limited
M&G Limited
M&G Investment Management Limited
M&G Securities Limited
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5. Date of the transaction and date 24 November 2015
on
which the threshold is crossed
or
reached:
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6. Date on which issuer notified: 25 November 2015
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7. Threshold(s) that is/are crossed See item 13
or
reached:
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8. Notified details:
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A: Voting rights attached to shares
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- -------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights
Shares Voting
Rights
-------------- --------------- --------------- ------------- -------------------------- ---------------------------
Direct Direct Indirect Direct Indirect
-------------- ----------- ----------- ------------- ------------- ----------- ------------ -------------
ORD GBP0.25
JE00B5SJJD95 17,387,834 17,387,834 17,287,834 17,287,834 0 14.27% 0
-------------- --------------- --------------- ------------- ------------- ----------- ------------ -------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be
acquired if the
instrument is
exercised/ converted.
------------------ ------------- ------------------------------ ---------------------------- -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
---------------- ------------- ------------- --------------- ---------------------------- -------------------------
Nominal Delta
---------------- ------------- ------------- --------------- ---------------------------- ------------ -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
-------------------------------------------------- --------------------------------------------------------------------
17,287,834 14.27%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
-------------------------------------------------------------------------------------------------------------------
Prudential plc (parent Company) - 17,287,834 (14.27%)
M&G Group Limited (wholly owned subsidiary of Prudential plc) - 17,287,834
(14.27%)
M&G Limited (wholly owned subsidiary of M&G Group Limited) - 17,287,834
(14.27%)
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)
- 17,287,834 (14.27%)
M&G Securities Limited (wholly owned subsidiary of M&G Limited) - 16,904,829
(13.95%)
Proxy Voting:
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10. Name of the proxy holder: N/A
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11. Number of voting rights proxy holder will N/A
cease
to hold:
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12. Date on which proxy holder will cease to N/A
hold
voting rights:
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13. Additional information: M&G Securities Limited (wholly owned
subsidiary of M&G Limited has moved
from 14% to a 13% notifiable interest
triggering this notification.
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14. Contact name: Ravi Patel / Owen Smith / James Todd
M&G Investment Management Limited
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