Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (2104H)
November 27 2015 - 5:52AM
UK Regulatory
TIDMCIU
RNS Number : 2104H
Cape plc
27 November 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or Cape PLC
the underlying issuer
of existing shares to which
voting rights are
attached:
--------------------------------------------------------------- -------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights x
------------------------------------------------------------------ ----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
--------------------------------------------------------- ------- ----------------------------
3. Full name of person(s) M&G Investment Funds (3)
subject to the
notification obligation:
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s)
(if different from 3.): State Street Noms Ltd A/C
GMIQ
State Street Noms Ltd A/C
GMIR
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 24 November 2015
and date on
which the threshold is
crossed or
reached:
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 25 November 2015
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are See item 13
crossed or
reached:
----------------------------------------------------------- -----------------------------------
8. Notified details:
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A: Voting rights attached to shares
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights
Shares Voting rights
Rights
------------- --------------- --------------- ------------- --------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------- ------------ ------------ -----------
ORD GBP0.25
JE00B5SJJD95 16,976,086 16,976,086 16,876,086 16,876,086 0 13.93% 0
------------- --------------- --------------- ------------- ------------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------ ----------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
--------------- ------------- ------------- --------------- ----------------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- --------------- ----------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
16,876,086 13.93%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
-----------------------------------------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- --------------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
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With reference to item 3,
13. Additional information: M&G Investments Funds (3)
is an Open Ended Investment
Company (OEIC) and is not
a Prudential group company
and must be separately disclosed.
This OEIC Fund is managed
by M&G Investment Management
Limited (a wholly owned subsidiary
of Prudential plc) and will
have been previously attributed
to Prudential plc solely
on the basis that M&G Investment
Management Ltd has direct
fund management control over
the shares identified in
this notification.
Therefore the 13.93% holding
being disclosed in this notification
is encompassed in the 14.27%
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