Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (2107U)
October 14 2014 - 3:31AM
UK Regulatory
TIDMCIU
RNS Number : 2107U
Cape plc
14 October 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or Cape PLC
the underlying issuer
of existing shares to which
voting rights are
attached:
----------------------------------------------------------- -------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights X
-------------------------------------------------------------- ----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-------------------------------------------------------------- ----------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
-------------------------------------------------------------- ----------------------------
An event changing the breakdown of voting rights
-------------------------------------------------------------- ----------------------------
Other (please
specify):
--------------------------------------------------------- --- ----------------------------
3. Full name of person(s)
subject to the
notification obligation: M&G Investment Funds (3)
--------------------------------------------------------- ---------------------------------
4. Full name of shareholder(s)
(if different from 3.):
State Street Noms Ltd A/C
GMIQ
State Street Noms Ltd A/C
GMIR
--------------------------------------------------------- ---------------------------------
5. Date of the transaction 10 October 2014
and date on
which the threshold is
crossed or
reached:
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6. Date on which issuer 13 October 2014
notified:
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7. Threshold(s) that is/are 14% - 15%
crossed or See Item 13
reached:
--------------------------------------------------------- ---------------------------------
8. Notified details:
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A: Voting rights attached to shares
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights
Shares Voting rights
Rights
------------- --------------- --------------- ------------- --------------------------- -------------------------
Direct Direct Indirect Direct Indirect
------------- ----------- ----------- ------------- ------------- ------------ ------------ -----------
JE00B5SJJD95 18,125,804 18,125,804 18,273,053 18,273,053 0 15.08% 0
------------- --------------- --------------- ------------- ------------- ------------ ------------ -----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------ ----------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
--------------- ------------- ------------- --------------- ----------------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- --------------- ----------------------------- ------------ ---------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
18,273,053 15.08%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
-----------------------------------------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- --------------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
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With reference to item 3,
13. Additional information: M&G Investments Funds (3)
is an Open Ended Investment
Company (OEIC) and is not
a Prudential group company
and must be separately disclosed.
This OEIC Fund is managed
by M&G Investment Management
Limited (a wholly owned subsidiary
of Prudential plc) and will
have been previously attributed
to Prudential plc solely
on the basis that M&G Investment
Management Ltd has direct
fund management control over
the shares identified in
this notification.
Therefore the 15.08% holding
being disclosed in this notification
is encompassed in the 15.42%
being disclosed under The
Prudential plc group of companies
and is NOT in addition to
it.
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14. Contact name: Owen Smith / James Todd
M&G Investment Management
Limited
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020 7004 4517 / 020 7548
15. Contact telephone number: 2293
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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