Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (3921Y)
January 24 2014 - 2:00AM
UK Regulatory
TIDMCIU
RNS Number : 3921Y
Cape plc
24 January 2014
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------
1. Identity of the issuer or Cape Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- -------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
------------------------------------------------------------ ----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ----------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ----------------------------------
Other (please
specify):
------------------------------------------------------- --- ----------------------------------
3. Full name of person(s) Ruffer LLP (for its discretionary
subject to the clients)
notification obligation:
(iii)
------------------------------------------------------- ---------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
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5. Date of the transaction 22 January 2014
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------- ---------------------------------------
6. Date on which issuer 23 January 2014
notified:
------------------------------------------------------- ---------------------------------------
7. Threshold(s) that is/are Less than 5% to 5%
crossed or
reached: (vi, vii)
------------------------------------------------------- ---------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- --------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- ------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ------------- ------------ ------------ ------------ -----------
JE00B5SJJD95 5,679,968 - 5% -
--------------- ------------ ------------ -----------
5,679,968 6,179,968 6,179,968
-------------- --------------- ----------- ------------- ------------ ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ------------------------------ ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- --------------- ---------------------------- -----------------------
Nominal Delta
---------------- ------------- ------------- --------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- ------------------------------------------------------------------
6,179,968 5%
-------------------------------------------------- ------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------------
N/A
Proxy Voting:
-------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- ----------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------- ----------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------- ----------------------------------
13. Additional information: Ruffer LLP now controls
the voting rights over 6,179,968
shares (5% of the voting
rights) of Cape Plc which
are held by Ruffer LLP's
discretionary clients.
This change from less than
5% to 5% is due to the purchase
of 500,000 shares on 22 January
2014.
------------------------------------------------------- ----------------------------------
14. Contact name: Louise Stanway
------------------------------------------------------- ----------------------------------
15. Contact telephone number: 020 7963 8146
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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