Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (2847Y)
January 23 2014 - 02:00AM
UK Regulatory
TIDMCIU TIDMAV.
RNS Number : 2847Y
Cape plc
23 January 2014
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or Cape plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
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2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
----------------------------------------------------------- --- ----------------------------------
3. Full name of person(s) Aviva plc & its subsidiaries
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ---------------------------------------
4. Full name of shareholder(s) Registered Holder:
(if different from 3.):(iv)
BNY (Nominees) Limited 8,759*
BNY Norwich Union Nominees
Limited 137,534*
Chase (GA Group) Nominees
Limited 1,750,885*
Vidacos Nominees Limited 11,417*
*denotes direct interest
----------------------------------------------------------- ---------------------------------------
5. Date of the transaction 20 January 2014
and date on
which the threshold is
crossed or
reached: (v)
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6. Date on which issuer 22 January 2014
notified:
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7. Threshold(s) that is/are 3% to <3% Change at Direct
crossed or Interest Level
reached: (vi, vii)
----------------------------------------------------------- ---------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
---------------- -------------------------- ----------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
---------------- -------------- ---------- ----------- ------------------------- ------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
---------------- -------------- ---------- ----------- ---------- ------------- ------- ---------------
Ordinary
Shares
Not Not
JE00B5SJJD95 3,671,989 3,671,989 1,908,595 1,908,595 disclosable 1.57% disclosable
-------------- ---------- ----------- ---------- ------------- ------- ---------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
---------------- -------------- ----------------------- ------------------------- ------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
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Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
------------------ --------- ----------- ------------ ------------------- ----------------
Nominal Delta
------------------ --------- ----------- ------------ ------------------- -------- ------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------ ----------------------------
1,908,595 1.57%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------
The voting rights are managed and controlled by Aviva
Investors Global Services Limited, with the following
chain of controlled undertakings:-
Aviva Investors Global Services Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Aviva Investors Holdings Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
* Aviva Investors Global Services Limited (wholly owned
subsidiary of Aviva Investors Holdings Limited)
Proxy Voting:
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10. Name of the proxy holder: See Section 4
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11. Number of voting rights proxy
holder will cease
to hold:
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12. Date on which proxy holder will
cease to hold
voting rights:
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13. Additional information: Figures are based on a total
number of voting rights of
121,103,937 as per the Company's
Total Voting Rights Announcement
of 1 August 2013.
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14. Contact name: Neil Whittaker, Aviva plc
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15. Contact telephone number: 01603 684420
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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