Cape plc Notification of Major Interest in Shares (4510T)
July 20 2015 - 2:00AM
UK Regulatory
TIDMCIU
RNS Number : 4510T
Cape plc
20 July 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------------------------------------------------------
1. Identity of the issuer or Cape Plc
the underlying issuer
of existing shares to which
voting rights are
attached:
----------------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ---------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ---------------------------------
Other (please
specify):
---------------------------------------------------------- ---------------------------------
3. Full name of person(s) TIAA-CREF Investment Management,
subject to the LLC on behalf of the accounts
notification obligation: referred to in Exhibit A
Nuveen Investments, Inc. on
behalf of the entities referred
to in Exhibit A
----------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s) See Number 3
(if different from 3.):
----------------------------------------------------------- ----------------------------------
5. Date of the transaction 13 July 2015
and date on
which the threshold is
crossed or
reached:
----------------------------------------------------------- ----------------------------------
6. Date on which issuer 14 July 2015
notified:
----------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are
crossed or
reached: 3%
----------------------------------------------------------- ----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
JE00B5SJJD95 3,705,971 3,705,971 3,505,502 3,505,502 0 2.895% 0%
--------------- --------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
N/A N/A N/A N/A N/A
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
--------------- ------------- ------------- ---------------- ---------------------------- -----------------------
N/A N/A N/A N/A N/A Nominal Delta
--------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
N/A N/A
------------- ----------- ----------- ------------ ---------- ------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
3,505,502 2.895%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
------------------------------------------------------------------------------
The College Retirement Equities Fund ("CREF"), managed
by TIAA-CREF Investment Management LLC ("TCIM"), hereby
informs you as of July 14, 2015 it holds 116,833 shares
of Cape Plc. CREF owns these shares in its investment
account, the CREF Stock Account. It is our understanding
the total voting shares outstanding of Cape Plc is 121,103,937
bringing CREF's ownership in your company to a 0.096%
level.
Additionally, Nuveen Investments, Inc. ("NII"), sold
200,469 shares on July 13, 2015, bringing the total
owned by Nuveen Investments, Inc. to 3,388,669 shares
in Cape Plc. The combined TIAA-Nuveen enterprise now
has aggregated holdings of 3,505,502 shares or 2.895%
of the issued and outstanding voting shares in Cape
Plc.
Each of TCIM and NII are aggregating their holdings
in Cape Plc as required by current FCA Disclosure and
Transparency Rules. However, each of TCIM and NII separately
and independently vote all proxies for shares held in
Cape Plc.
(See Exhibit A)
Proxy Voting:
------------------------------------------------------------------------------
10. Name of the proxy holder: TIAA-CREF Investment
Management, LLC /
Nuveen Investments,
Inc.
------------------------------------------------- ---------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------- ---------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------- ---------------------------
13. Additional information: None
------------------------------------------------- ---------------------------
14. Contact name: Stuart R. Brunet
------------------------------------------------- ---------------------------
15. Contact telephone number: +1-415-882-3711
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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