TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO OFFEREE
(e) Date position held/dealing undertaken: 15 August 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of relevant USD 0.00001 Class A common
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 51,762 0.03% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,400 0.00% 80,300 0.05%
TOTAL: 54,162 0.03% 80,300 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 100 70.9500 USD
USD 0.00001 Class A common Purchase 100 71.8900 USD
USD 0.00001 Class A common Purchase 200 70.8199 USD
USD 0.00001 Class A common Purchase 200 71.4525 USD
USD 0.00001 Class A common Purchase 200 71.3800 USD
USD 0.00001 Class A common Purchase 228 71.7675 USD
USD 0.00001 Class A common Purchase 300 71.3900 USD
USD 0.00001 Class A common Purchase 300 71.3333 USD
USD 0.00001 Class A common Purchase 492 71.8479 USD
USD 0.00001 Class A common Purchase 577 71.8700 USD
USD 0.00001 Class A common Purchase 693 71.5384 USD
USD 0.00001 Class A common Purchase 700 71.8157 USD
USD 0.00001 Class A common Purchase 800 71.3687 USD
USD 0.00001 Class A common Purchase 800 71.1012 USD
USD 0.00001 Class A common Purchase 900 71.8366 USD
USD 0.00001 Class A common Purchase 1,100 71.7991 USD
USD 0.00001 Class A common Purchase 1,491 71.8436 USD
USD 0.00001 Class A common Purchase 2,200 71.2554 USD
USD 0.00001 Class A common Purchase 2,540 71.8419 USD
USD 0.00001 Class A common Purchase 2,800 71.4371 USD
USD 0.00001 Class A common Purchase 3,088 71.8500 USD
USD 0.00001 Class A common Purchase 5,000 71.7404 USD
USD 0.00001 Class A common Purchase 6,100 71.3305 USD
USD 0.00001 Class A common Purchase 7,100 71.3745 USD
USD 0.00001 Class A common Purchase 9,712 71.4983 USD
USD 0.00001 Class A common Purchase 11,609 71.8607 USD
USD 0.00001 Class A common Purchase 17,300 71.2121 USD
USD 0.00001 Class A common Purchase 18,336 71.4873 USD
USD 0.00001 Class A common Purchase 63,000 71.0371 USD
USD 0.00001 Class A common Sale 100 70.9450 USD
USD 0.00001 Class A common Sale 100 71.6600 USD
USD 0.00001 Class A common Sale 100 71.4200 USD
USD 0.00001 Class A common Sale 200 71.4500 USD
USD 0.00001 Class A common Sale 200 71.6525 USD
USD 0.00001 Class A common Sale 300 71.7800 USD
USD 0.00001 Class A common Sale 300 71.4816 USD
USD 0.00001 Class A common Sale 300 71.3800 USD
USD 0.00001 Class A common Sale 303 71.8500 USD
USD 0.00001 Class A common Sale 347 71.4239 USD
USD 0.00001 Class A common Sale 400 71.5800 USD
USD 0.00001 Class A common Sale 400 71.3587 USD
USD 0.00001 Class A common Sale 609 71.6343 USD
USD 0.00001 Class A common Sale 1,200 71.4300 USD
USD 0.00001 Class A common Sale 1,300 71.3992 USD
USD 0.00001 Class A common Sale 1,300 71.1265 USD
USD 0.00001 Class A common Sale 1,500 71.4600 USD
USD 0.00001 Class A common Sale 1,591 71.5303 USD
USD 0.00001 Class A common Sale 1,767 71.3951 USD
USD 0.00001 Class A common Sale 2,600 71.3719 USD
USD 0.00001 Class A common Sale 2,980 71.6372 USD
USD 0.00001 Class A common Sale 3,621 71.4424 USD
USD 0.00001 Class A common Sale 3,852 71.3462 USD
USD 0.00001 Class A common Sale 5,475 71.7535 USD
USD 0.00001 Class A common Sale 5,800 71.3174 USD
USD 0.00001 Class A common Sale 7,400 71.0052 USD
USD 0.00001 Class A common Sale 7,600 71.3990 USD
USD 0.00001 Class A common Sale 13,512 71.4276 USD
USD 0.00001 Class A common Sale 15,700 71.2141 USD
USD 0.00001 Class A common Sale 17,609 71.8552 USD
USD 0.00001 Class A common Sale 52,600 71.0141 USD
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD Call Purchasing 500 65 USD American 16 Feb 2018 9.2500 USD
0.00001 Options
Class
A
common
USD Call Selling 500 75 USD American 16 Feb 2018 3.5500 USD
0.00001 Options
Class
A
common
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 16 Aug 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Put Purchased -400 55.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -1,100 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -1,500 60.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Purchased 600 60.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Written 600 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -100 65.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -600 75.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 100 55.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -200 80.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -500 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -11,500 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -23,400 70.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -34,400 65.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Purchased 600 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -3,300 60.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Purchased 400 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -1,200 70.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
USD Put Written 100 65.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
USD Put Purchased -2,100 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20170816005430/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
August 16, 2017 05:50 ET (09:50 GMT)
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