TIDMBARC 
 
 

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

 

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

1.KEY INFORMATION

 
(a) Full name of discloser:                         Barclays Plc 
(b) Owner or controller of interests and short 
positions  disclosed, if different from 1(a): 
The naming of nominee or vehicle companies 
is insufficient. For  a 
trust, the trustee(s), settlor and 
beneficiaries must be named. 
(c) Name of offeror/offeree in relation to whose    Ball Corporation 
relevant  securities this form relates: 
Use a separate form for each offeror/offeree 
(d) Status of person making the disclosure:         Connected to Rexam Plc 
e.g. offeror, offeree, person 
acting in concert with the 
offeror/offeree (specify name of offeror/offeree) 
(e) Date dealing undertaken:                        23 April 2015 
(f) In addition to the company in                   YES / NO / N/A 
1(c) above, is the discloser                        If YES, specify which: 
making disclosures in respect of 
any other party to the offer? 
If it is a cash offer or possible 
cash offer, state "N/A" 
 
 

2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of relevant security: 
                                     Interests      Short positions 
                                     Number   %     Number   % 
(1) Relevant securities owned        74,465   0.05  693,352  0.51 
and/or controlled: 
(2) Cash-settled derivatives:        25,700   0.02  2,038    0.00 
(3) Stock-settled derivatives        0        0.00  0        0.00 
(including options) 
and agreements  to purchase/sell: 
TOTAL:                               100,165  0.07  695,390  0.51 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b)Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription  right exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3.DEALINGS BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)Purchases and sales

 

(i)Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
Class of relevant   Purchase/sell  Number of securities  Price per unit 
security                                                 (in USD) 
Ord                 Purchase       8                     72.4700 
Ord                 Sale           32                    72.5369 
 
 

(ii)Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

 
Class of  Purchases/ sales Total number of Highest price Lowest price 
relevant                   securities      per unit      per unit 
security                                   paid/received paid/received 
 
 

(b)Cash-settled derivative transactions

 
Class of relevant  Product     Nature of           Number of reference Price per unit 
security           description dealing             securities 
                   e.g. CFD    e.g. 
                               opening/closing 
                               a long/short 
                               position, 
                               increasing/reducing 
                               a long/short 
                               position 
 
 

(c)Stock-settled derivative transactions (including options)

 

(i)Writing, selling, purchasing or varying

 
Class of  Product         Writing,     Number        Exercise price Type           Expiry date Option money 
relevant  descriptione.g. purchasing,  of securities per unit       e.g. American,             paid/ 
security  call            selling,     to                           European etc.              received 
          option          varying etc. which option                                            per unit 
                                       relates 
 
 

(ii)Exercise

 
Class of relevant  Product     Exercising/ Number        Exercise price 
security           description exercised   of securities per unit 
                   e.g. call   against 
                   option 
 
 

(d)Other dealings (including subscribing for new securities)

 
Class of relevant security  Nature of dealing  Details Price per unit (if 
                            e.g. subscription,         applicable) 
                            conversion 
 
 

4.OTHER INFORMATION

 

(a)Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement  or understanding, 
formal or informal, relating to relevant 
securities which may be an inducement 
to deal or refrain from  dealing entered 
into by the party to the offer or 
person acting in  concert making the disclosure and any other person: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
 
 

(b)Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the party to 
the offer or person acting in concert  making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any  option; or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
 
 

(c)Attachments

 

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)  YES/NO 
Supplemental Form 8 (SBL)             YES/NO 
 
 
Date of disclosure:   24 April 2015 
Contact name:         Jay Supaya 
Telephone number:     0207 773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 
 
This information is provided by Business Wire 
 
 
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