TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)   Full name of discloser:         Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree         PLATFORM SPECIALTY PRODS CORPORATION 
      in relation to whose 
      relevant securities 
      this form relates: 
(d)   If an exempt fund manager 
      connected with an 
      offeror/offeree, state this 
      and specify identity of 
      offeror/offeree: 
(e)   Date position held/dealing      08 October 2015 
      undertaken: 
(f)   In addition to the              YES: 
      company in 1(c) 
      above, is the discloser making 
      disclosures in respect of any   ALENT PLC 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant                                                  ORD 
security: 
                                                                   Interests         Short Positions 
                                                                   Number     (%)    Number     (%) 
(1)                 Relevant securities owned 
                    and/or controlled:                             596,127    0.28%  1,242,725  0.59% 
(2)                 Cash-settled derivatives: 
                                                                   1,692,725  0.80%  592,878    0.28% 
(3)                 Stock-settled derivatives (including options) 
                    and agreements to purchase/DEALING:               0          0.00%  0          0.00% 
                    TOTAL:                                         2,288,852  1.09%  1,835,603  0.87% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant   Purchase/DEALING  Number of   Price per unit 
security                           securities 
ORD                 Purchase       100         13.1200 USD 
ORD                 Purchase       100         13.4200 USD 
ORD                 Purchase       119         12.9397 USD 
ORD                 Purchase       300         12.7620 USD 
ORD                 Purchase       311         13.0084 USD 
ORD                 Purchase       400         13.4175 USD 
ORD                 Purchase       400         12.6625 USD 
ORD                 Purchase       500         12.6540 USD 
ORD                 Purchase       629         12.9618 USD 
ORD                 Purchase       700         12.6564 USD 
ORD                 Purchase       900         12.5366 USD 
ORD                 Purchase       1,119       12.6504 USD 
ORD                 Purchase       1,201       12.6500 USD 
ORD                 Purchase       1,400       12.6539 USD 
ORD                 Purchase       1,701       12.8207 USD 
ORD                 Purchase       1,727       12.5944 USD 
ORD                 Purchase       2,200       12.7565 USD 
ORD                 Purchase       2,275       12.4418 USD 
ORD                 Purchase       3,300       12.5961 USD 
ORD                 Purchase       4,000       12.6201 USD 
ORD                 Purchase       5,021       12.4930 USD 
ORD                 Purchase       6,696       12.5290 USD 
ORD                 Purchase       12,141      12.5024 USD 
ORD                 Purchase       16,909      12.4985 USD 
ORD                 Purchase       22,603      12.5338 USD 
ORD                 Purchase       40,900      13.2538 USD 
ORD                 Purchase       46,000      12.5906 USD 
ORD                 Purchase       46,478      13.0223 USD 
ORD                 Purchase       51,100      12.6471 USD 
ORD                 Purchase       63,750      12.4825 USD 
ORD                 Purchase       67,110      12.4761 USD 
ORD                 Purchase       450,000     13.4000 USD 
ORD                 Sale           100         12.1750 USD 
ORD                 Sale           100         13.3900 USD 
ORD                 Sale           100         12.5000 USD 
ORD                 Sale           100         12.6900 USD 
ORD                 Sale           200         13.2800 USD 
ORD                 Sale           486         13.4076 USD 
ORD                 Sale           600         13.4100 USD 
ORD                 Sale           700         13.3121 USD 
ORD                 Sale           700         12.5950 USD 
ORD                 Sale           700         13.1300 USD 
ORD                 Sale           800         12.7056 USD 
ORD                 Sale           800         12.7970 USD 
ORD                 Sale           900         12.8288 USD 
ORD                 Sale           1,000       12.6580 USD 
ORD                 Sale           1,200       12.4017 USD 
ORD                 Sale           1,300       12.9561 USD 
ORD                 Sale           1,701       12.6500 USD 
ORD                 Sale           1,730       12.6267 USD 
ORD                 Sale           1,870       12.6386 USD 
ORD                 Sale           1,950       13.4041 USD 
ORD                 Sale           2,074       13.3646 USD 
ORD                 Sale           2,184       13.3432 USD 
ORD                 Sale           2,400       13.1062 USD 
ORD                 Sale           2,900       12.6924 USD 
ORD                 Sale           3,186       13.4190 USD 
ORD                 Sale           3,200       13.3948 USD 
ORD                 Sale           3,400       13.4073 USD 
ORD                 Sale           9,800       13.3644 USD 
ORD                 Sale           11,050      13.4003 USD 
ORD                 Sale           11,200      12.8777 USD 
ORD                 Sale           12,478      12.6462 USD 
ORD                 Sale           13,379      12.6303 USD 
ORD                 Sale           14,070      13.4126 USD 
ORD                 Sale           15,900      12.5390 USD 
ORD                 Sale           32,300      12.6273 USD 
ORD                 Sale           48,700      12.6245 USD 
ORD                 Sale           65,692      12.4924 USD 
ORD                 Sale           131,340     12.4913 USD 
 
 

(b) Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a  long/short 
                                 position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of   Product      Writing,     Number      Exercise  Type       Expiry date  Option 
relevant   description  purchasing,  of          price     e.g.                    money 
security   e.g.         selling,     securities  per unit  American,               paid/ 
           call         varying      to                    European                received 
           option       etc.         which                 etc.                    per 
                                     option                                        unit 
                                     relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant securities 
which may be an inducement to 
deal or refrain from dealing entered  into by 
the person making the disclosure and any 
party to the offer  or any person acting 
in concert with a party to the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
 
 

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