TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of
interest and short
positions disclosed, if
different from 1(a):
(c) Name of offeror/offeree Liberty Global Plc
in relation to whose
relevant securities
this form relates:
(d) If an exempt fund manager
connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing 11 Feb 2016
undertaken:
(f) In addition to the Yes:
company in 1(c)
above, is the discloser making
disclosures in respect of any Cable & Wireless Communications Plc
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant USD 0.01 Class A ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 225,135 0.09% 128,135 0.05%
(2) Cash-settled derivatives:
124,700 0.05% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 83,600 0.03% 338,600 0.13%
TOTAL: 433,435 0.17% 466,735 0.18%
Class of relevant USD 0.01 Class C ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 131,246 0.02% 6,489 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 131,246 0.02% 6,489 0.00%
Class of relevant USD 0.01 LiLAC Class A ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,876 0.09% 8,235 0.07%
(2) Cash-settled derivatives:
8,235 0.07% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 20,111 0.16% 8,235 0.07%
Class of relevant USD 0.01 LiLAC Class C ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 55 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 55 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
USD 0.01 Class C ordinary Purchase 5 30.4680 USD
USD 0.01 Class C ordinary Purchase 7 30.4978 USD
USD 0.01 Class C ordinary Purchase 8 30.4900 USD
USD 0.01 LiLAC Class Purchase 10 34.6300 USD
C ordinary
USD 0.01 LiLAC Class Purchase 16 32.2700 USD
A ordinary
USD 0.01 Class C ordinary Purchase 29 30.1446 USD
USD 0.01 Class C ordinary Purchase 43 30.2944 USD
USD 0.01 Class C ordinary Purchase 43 30.1600 USD
USD 0.01 Class A ordinary Purchase 60 31.3100 USD
USD 0.01 Class A ordinary Purchase 60 31.4500 USD
USD 0.01 LiLAC Class Purchase 100 34.0700 USD
C ordinary
USD 0.01 LiLAC Class Purchase 100 34.2900 USD
C ordinary
USD 0.01 LiLAC Class Purchase 100 34.3000 USD
C ordinary
USD 0.01 Class C ordinary Purchase 100 30.3700 USD
USD 0.01 Class A ordinary Purchase 100 31.4600 USD
USD 0.01 Class A ordinary Purchase 100 31.5800 USD
USD 0.01 Class A ordinary Purchase 100 31.6000 USD
USD 0.01 LiLAC Class Purchase 100 32.4300 USD
A ordinary
USD 0.01 LiLAC Class Purchase 122 32.4500 USD
A ordinary
USD 0.01 LiLAC Class Purchase 137 34.2200 USD
C ordinary
USD 0.01 Class C ordinary Purchase 200 30.3000 USD
USD 0.01 Class A ordinary Purchase 200 31.2650 USD
USD 0.01 Class A ordinary Purchase 200 31.5000 USD
USD 0.01 Class C ordinary Purchase 222 30.3660 USD
USD 0.01 Class A ordinary Purchase 300 31.0900 USD
USD 0.01 Class C ordinary Purchase 311 30.3064 USD
USD 0.01 Class A ordinary Purchase 400 31.4225 USD
USD 0.01 Class C ordinary Purchase 450 30.3711 USD
USD 0.01 Class C ordinary Purchase 489 30.3256 USD
USD 0.01 LiLAC Class Purchase 500 34.2320 USD
C ordinary
USD 0.01 Class A ordinary Purchase 500 31.4450 USD
USD 0.01 Class A ordinary Purchase 500 31.2720 USD
USD 0.01 LiLAC Class Purchase 600 34.3200 USD
C ordinary
USD 0.01 LiLAC Class Purchase 700 32.3500 USD
A ordinary
USD 0.01 Class C ordinary Purchase 787 30.3504 USD
USD 0.01 Class C ordinary Purchase 900 30.3900 USD
USD 0.01 Class C ordinary Purchase 970 30.3428 USD
USD 0.01 Class A ordinary Purchase 1,192 31.4727 USD
USD 0.01 LiLAC Class Purchase 1,245 32.1951 USD
A ordinary
USD 0.01 Class A ordinary Purchase 2,300 31.3208 USD
USD 0.01 Class C ordinary Purchase 3,000 30.3490 USD
USD 0.01 Class C ordinary Purchase 3,100 30.2285 USD
USD 0.01 LiLAC Class Purchase 3,101 32.2940 USD
A ordinary
USD 0.01 Class A ordinary Purchase 4,130 31.3605 USD
USD 0.01 Class A ordinary Purchase 4,200 31.5280 USD
USD 0.01 Class A ordinary Purchase 4,205 31.4461 USD
USD 0.01 Class A ordinary Purchase 4,600 31.3758 USD
USD 0.01 Class A ordinary Purchase 4,672 31.3471 USD
USD 0.01 Class A ordinary Purchase 5,006 31.3518 USD
USD 0.01 Class C ordinary Purchase 5,400 30.2138 USD
USD 0.01 Class A ordinary Purchase 5,700 31.1000 USD
USD 0.01 Class C ordinary Purchase 6,155 30.3383 USD
USD 0.01 Class C ordinary Purchase 6,861 30.3283 USD
USD 0.01 LiLAC Class Purchase 7,000 34.2042 USD
C ordinary
USD 0.01 Class C ordinary Purchase 8,600 30.3025 USD
USD 0.01 Class A ordinary Purchase 9,045 31.4300 USD
USD 0.01 Class A ordinary Purchase 9,157 31.3782 USD
USD 0.01 Class A ordinary Purchase 11,944 31.4011 USD
USD 0.01 Class A ordinary Purchase 14,490 31.4275 USD
USD 0.01 Class C ordinary Purchase 16,151 30.3103 USD
February 12, 2016 09:48 ET (14:48 GMT)
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: Feb 12, 2016
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 Put Purchased -20,300 32.5000 American Feb 19,
Class Options 2016
A
ordinary
USD 0.01 Call Written -4,400 45.0000 American Feb 19,
Class Options 2016
A
ordinary
USD 0.01 Call Written -23,600 42.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -400 32.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -156,800 47.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 100 30.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 200 40.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -13,800 37.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -400 32.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -17,700 45.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -9,800 40.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -43,700 40.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -1,000 17.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -200 35.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -21,000 27.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Written -21,000 37.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Put Written 600 32.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -4,500 35.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Purchased 79,500 52.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Purchased 3,200 42.5000 American Jul 15,
Class Options 2016
A
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
February 12, 2016 09:48 ET (14:48 GMT)
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