TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller
of interests and short
positions disclosed, if
different from 1(a):
The naming of nominee or vehicle
companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree LIBERTY GLOBAL PLC
in relation to whose
relevant securities this form relates:
Use a separate form for
each offeror/offeree
(d) If an exempt fund manager connected
with an offeror/offeree,
state this and specify identity
of offeror/offeree:
(e) Date position held/dealing 28 April 2016
undertaken:
For an opening position disclosure,
state the latest
practicable date prior
to the disclosure
(f) In addition to the company in YES
1(c) above, is the discloser CABLE & WIRELESS COMMUNICATIONS
making disclosures in respect of
any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 Class A ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 202,484 0.08% 54,759 0.02%
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
(3) Stock-settled derivatives
(including options)
and agreements to 23,600 0.01% 81,900 0.03%
purchase/DEALING:
(4)
TOTAL: 261,484 0.10% 136,659 0.05%
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 145,493 0.03% 23,806 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives
(including options)
and agreements to 0 0.00% 0 0.00%
purchase/DEALING:
(4)
TOTAL: 145,493 0.03% 23,806 0.00%
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,832 0.09% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives
(including options)
and agreements to 0 0.00% 0 0.00%
purchase/DEALING:
(4)
TOTAL: 11,832 0.09% 0 0.00%
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 596 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives
(including options)
and agreements to 0 0.00% 0 0.00%
purchase/DEALING:
(4)
TOTAL: 0 0.00% 596 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
USD 0.01 Class Purchase 1 38.1300 USD
A ordinary
USD 0.01 Class Purchase 3 36.9466 USD
C ordinary
USD 0.01 Class Purchase 4 36.9225 USD
C ordinary
USD 0.01 Class Purchase 5 36.9840 USD
C ordinary
USD 0.01 LiLAC Class Purchase 5 40.6000 USD
C ordinary
USD 0.01 Class Purchase 6 36.9716 USD
C ordinary
USD 0.01 LiLAC Class Purchase 26 41.6997 USD
C ordinary
USD 0.01 Class Purchase 36 38.4619 USD
A ordinary
USD 0.01 Class Purchase 36 38.4038 USD
A ordinary
USD 0.01 LiLAC Class Purchase 99 40.4100 USD
C ordinary
USD 0.01 LiLAC Class Purchase 100 41.7400 USD
C ordinary
USD 0.01 Class Purchase 100 38.8700 USD
A ordinary
USD 0.01 LiLAC Class Purchase 100 41.0200 USD
C ordinary
USD 0.01 Class Purchase 100 38.1250 USD
A ordinary
USD 0.01 LiLAC Class Purchase 100 40.5600 USD
C ordinary
USD 0.01 LiLAC Class Purchase 100 40.4800 USD
C ordinary
USD 0.01 Class Purchase 100 38.0800 USD
A ordinary
USD 0.01 Class Purchase 100 37.5800 USD
C ordinary
USD 0.01 LiLAC Class Purchase 100 40.8300 USD
C ordinary
USD 0.01 Class Purchase 102 38.1000 USD
A ordinary
USD 0.01 LiLAC Class Purchase 123 41.7218 USD
C ordinary
USD 0.01 Class Purchase 200 37.3300 USD
C ordinary
USD 0.01 Class Purchase 200 38.1500 USD
A ordinary
USD 0.01 Class Purchase 225 37.3311 USD
C ordinary
USD 0.01 LiLAC Class Purchase 300 41.2341 USD
C ordinary
USD 0.01 Class Purchase 300 37.3916 USD
C ordinary
USD 0.01 Class Purchase 300 38.4683 USD
A ordinary
USD 0.01 LiLAC Class Purchase 300 41.5941 USD
C ordinary
USD 0.01 Class Purchase 400 38.0500 USD
A ordinary
USD 0.01 Class Purchase 400 37.3225 USD
C ordinary
USD 0.01 LiLAC Class Purchase 400 40.8425 USD
C ordinary
USD 0.01 Class Purchase 429 37.3471 USD
C ordinary
USD 0.01 Class Purchase 500 38.3920 USD
A ordinary
USD 0.01 Class Purchase 500 38.8200 USD
A ordinary
USD 0.01 LiLAC Class Purchase 500 41.0170 USD
C ordinary
USD 0.01 LiLAC Class Purchase 500 41.2330 USD
C ordinary
USD 0.01 Class Purchase 500 38.1230 USD
A ordinary
USD 0.01 LiLAC Class Purchase 567 40.5952 USD
C ordinary
(MORE TO FOLLOW) Dow Jones Newswires
April 29, 2016 10:15 ET (14:15 GMT)
USD 0.01 Class Purchase 609 37.9000 USD
C ordinary
USD 0.01 Class Purchase 700 38.8557 USD
A ordinary
USD 0.01 LiLAC Class Purchase 700 41.5392 USD
C ordinary
USD 0.01 Class Purchase 746 37.3600 USD
C ordinary
USD 0.01 Class Purchase 830 38.1192 USD
A ordinary
USD 0.01 LiLAC Class Purchase 900 40.9388 USD
C ordinary
USD 0.01 Class Purchase 937 38.7678 USD
A ordinary
USD 0.01 LiLAC Class Purchase 1,000 40.7110 USD
C ordinary
USD 0.01 Class Purchase 1,100 37.1468 USD
C ordinary
USD 0.01 Class Purchase 1,246 36.9115 USD
C ordinary
USD 0.01 Class Purchase 1,246 36.9200 USD
C ordinary
USD 0.01 Class Purchase 1,400 37.2329 USD
C ordinary
USD 0.01 Class Purchase 1,665 38.3524 USD
A ordinary
USD 0.01 Class Purchase 1,814 37.3324 USD
C ordinary
USD 0.01 Class Purchase 1,853 37.3541 USD
C ordinary
USD 0.01 LiLAC Class Purchase 1,944 40.8163 USD
C ordinary
USD 0.01 Class Purchase 2,000 38.4935 USD
A ordinary
USD 0.01 Class Purchase 2,000 36.9276 USD
C ordinary
USD 0.01 Class Purchase 2,146 36.9141 USD
C ordinary
USD 0.01 Class Purchase 2,728 37.3950 USD
C ordinary
USD 0.01 Class Purchase 4,337 38.6888 USD
A ordinary
USD 0.01 Class Purchase 5,512 38.0666 USD
A ordinary
USD 0.01 Class Purchase 5,512 38.0735 USD
A ordinary
USD 0.01 Class Purchase 5,980 38.5736 USD
A ordinary
USD 0.01 Class Purchase 6,412 38.0709 USD
A ordinary
USD 0.01 Class Purchase 10,362 38.7060 USD
A ordinary
USD 0.01 Class Purchase 10,701 37.4701 USD
C ordinary
USD 0.01 Class Purchase 11,300 38.4972 USD
A ordinary
USD 0.01 Class Purchase 11,771 38.6921 USD
A ordinary
USD 0.01 Class Purchase 13,100 38.4526 USD
A ordinary
USD 0.01 Class Purchase 13,360 37.4392 USD
C ordinary
USD 0.01 Class Purchase 16,680 38.1400 USD
A ordinary
USD 0.01 Class Purchase 17,632 38.2466 USD
A ordinary
USD 0.01 Class Purchase 22,300 36.9850 USD
C ordinary
USD 0.01 Class Purchase 29,600 37.0281 USD
C ordinary
USD 0.01 Class Purchase 40,682 38.6492 USD
A ordinary
USD 0.01 Class Purchase 41,868 37.5359 USD
C ordinary
USD 0.01 Class Purchase 45,798 38.6677 USD
A ordinary
USD 0.01 Class Purchase 56,555 37.2198 USD
C ordinary
USD 0.01 Class Purchase 242,217 36.9600 USD
C ordinary
USD 0.01 Class Sale 1 36.9150 USD
C ordinary
USD 0.01 LiLAC Class Sale 5 40.6000 USD
C ordinary
USD 0.01 Class Sale 8 36.9551 USD
C ordinary
USD 0.01 Class Sale 26 38.1500 USD
A ordinary
USD 0.01 Class Sale 30 38.8000 USD
A ordinary
USD 0.01 Class Sale 36 38.4038 USD
A ordinary
USD 0.01 Class Sale 67 38.1450 USD
A ordinary
USD 0.01 Class Sale 72 38.4619 USD
A ordinary
USD 0.01 Class Sale 84 36.9400 USD
C ordinary
USD 0.01 Class Sale 99 38.1101 USD
A ordinary
USD 0.01 Class Sale 100 38.1300 USD
A ordinary
USD 0.01 Class Sale 100 38.1001 USD
A ordinary
USD 0.01 Class Sale 100 37.4600 USD
C ordinary
USD 0.01 Class Sale 100 37.4550 USD
C ordinary
USD 0.01 Class Sale 100 36.9700 USD
C ordinary
USD 0.01 LiLAC Class Sale 100 41.6801 USD
C ordinary
USD 0.01 Class Sale 100 36.9300 USD
C ordinary
USD 0.01 LiLAC Class Sale 112 41.6762 USD
C ordinary
USD 0.01 LiLAC Class Sale 149 41.7180 USD
C ordinary
USD 0.01 LiLAC Class Sale 200 41.6575 USD
C ordinary
USD 0.01 LiLAC Class Sale 200 41.6850 USD
C ordinary
USD 0.01 Class Sale 200 36.8850 USD
C ordinary
USD 0.01 Class Sale 200 36.9550 USD
C ordinary
USD 0.01 LiLAC Class Sale 200 41.0300 USD
C ordinary
USD 0.01 Class Sale 268 38.1175 USD
A ordinary
USD 0.01 LiLAC Class Sale 300 41.3683 USD
C ordinary
USD 0.01 Class Sale 300 38.1100 USD
A ordinary
USD 0.01 Class Sale 305 38.1250 USD
A ordinary
USD 0.01 Class Sale 389 36.9800 USD
C ordinary
USD 0.01 Class Sale 400 38.6406 USD
A ordinary
USD 0.01 LiLAC Class Sale 400 41.0225 USD
C ordinary
USD 0.01 Class Sale 400 37.3700 USD
C ordinary
USD 0.01 Class Sale 432 37.5248 USD
C ordinary
USD 0.01 Class Sale 500 37.4460 USD
C ordinary
USD 0.01 Class Sale 500 38.0855 USD
A ordinary
USD 0.01 Class Sale 500 38.5080 USD
A ordinary
USD 0.01 LiLAC Class Sale 500 41.4810 USD
C ordinary
USD 0.01 Class Sale 502 38.1278 USD
A ordinary
USD 0.01 Class Sale 600 36.9266 USD
C ordinary
USD 0.01 Class Sale 600 38.1154 USD
A ordinary
USD 0.01 Class Sale 600 38.0500 USD
A ordinary
USD 0.01 Class Sale 609 37.9000 USD
C ordinary
USD 0.01 Class Sale 700 38.1457 USD
A ordinary
USD 0.01 Class Sale 700 37.4242 USD
C ordinary
USD 0.01 Class Sale 700 38.1296 USD
A ordinary
USD 0.01 Class Sale 700 36.9500 USD
C ordinary
USD 0.01 Class Sale 797 37.0441 USD
C ordinary
USD 0.01 Class Sale 800 38.0650 USD
A ordinary
USD 0.01 Class Sale 858 38.4837 USD
A ordinary
USD 0.01 Class Sale 900 38.6566 USD
A ordinary
USD 0.01 Class Sale 1,000 36.9352 USD
C ordinary
USD 0.01 Class Sale 1,070 38.5789 USD
A ordinary
USD 0.01 Class Sale 1,100 37.2672 USD
C ordinary
USD 0.01 Class Sale 1,230 38.5849 USD
A ordinary
USD 0.01 Class Sale 1,246 36.9115 USD
C ordinary
USD 0.01 Class Sale 1,300 38.6338 USD
A ordinary
USD 0.01 Class Sale 1,413 38.0747 USD
A ordinary
USD 0.01 Class Sale 1,514 38.5975 USD
A ordinary
USD 0.01 Class Sale 1,665 38.5227 USD
A ordinary
USD 0.01 Class Sale 1,670 38.0651 USD
A ordinary
USD 0.01 Class Sale 1,700 37.2447 USD
C ordinary
USD 0.01 Class Sale 1,800 37.4163 USD
C ordinary
USD 0.01 Class Sale 1,909 38.4845 USD
A ordinary
USD 0.01 Class Sale 1,960 38.0854 USD
A ordinary
USD 0.01 Class Sale 2,000 38.0880 USD
A ordinary
USD 0.01 Class Sale 2,000 37.3435 USD
C ordinary
USD 0.01 Class Sale 2,031 37.0812 USD
C ordinary
USD 0.01 Class Sale 2,100 37.5819 USD
C ordinary
USD 0.01 Class Sale 2,249 36.9200 USD
C ordinary
USD 0.01 Class Sale 2,500 36.9586 USD
C ordinary
USD 0.01 Class Sale 2,765 38.4308 USD
A ordinary
USD 0.01 Class Sale 3,148 37.4065 USD
C ordinary
USD 0.01 Class Sale 3,356 37.1513 USD
C ordinary
USD 0.01 Class Sale 3,873 37.2162 USD
C ordinary
USD 0.01 Class Sale 3,880 38.5095 USD
A ordinary
USD 0.01 Class Sale 3,900 38.5573 USD
A ordinary
USD 0.01 Class Sale 4,270 37.3814 USD
C ordinary
USD 0.01 Class Sale 4,543 38.1033 USD
A ordinary
USD 0.01 LiLAC Class Sale 5,011 40.8061 USD
C ordinary
USD 0.01 Class Sale 5,512 38.0735 USD
A ordinary
USD 0.01 Class Sale 5,512 38.0666 USD
A ordinary
USD 0.01 Class Sale 6,100 38.7049 USD
A ordinary
USD 0.01 Class Sale 6,500 38.2419 USD
A ordinary
USD 0.01 Class Sale 6,869 37.4390 USD
C ordinary
USD 0.01 Class Sale 7,900 38.4438 USD
A ordinary
USD 0.01 Class Sale 17,406 37.1158 USD
(MORE TO FOLLOW) Dow Jones Newswires
April 29, 2016 10:15 ET (14:15 GMT)
C ordinary
USD 0.01 Class Sale 19,455 37.4171 USD
C ordinary
USD 0.01 Class Sale 20,290 37.2917 USD
C ordinary
USD 0.01 Class Sale 22,600 36.9846 USD
C ordinary
USD 0.01 Class Sale 24,188 38.1400 USD
A ordinary
USD 0.01 Class Sale 27,700 37.0013 USD
C ordinary
USD 0.01 Class Sale 40,682 38.6492 USD
A ordinary
USD 0.01 Class Sale 41,868 37.5359 USD
C ordinary
USD 0.01 Class Sale 73,205 38.6833 USD
A ordinary
USD 0.01 Class Sale 237,955 36.9600 USD
C ordinary
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 29 April 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant LIBERTY GLOBAL PLC
securities the disclosure relates:
2. OPTIONS
AND
DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 Call Purchased 5,400 42.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -4,200 35.0000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Written -400 40.0000 American Jun 17,
Class Options 2016
A
ordinary
USD 0.01 Call Written -600 37.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -400 32.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -6,000 45.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -400 37.5000 American Jun 17,
Class Options 2016
A
ordinary
USD 0.01 Put Written 900 35.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -100 47.5000 American May 20,
Class Options 2016
A
ordinary
USD 0.01 Put Written 1,600 40.0000 American Jun 17,
Class Options 2016
A
ordinary
USD 0.01 Call Written -400 40.0000 American May 20,
Class Options 2016
A
ordinary
USD 0.01 Call Written -100 37.5000 American May 20,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -100 35.0000 American May 20,
Class Options 2016
A
ordinary
USD 0.01 Call Written -3,800 27.5000 American Jan 19,
Class Options 2018
A
ordinary
USD 0.01 Call Purchased 1,600 37.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Purchased 1,000 42.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Put Purchased -100 37.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Purchased 8,500 47.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Written -18,500 40.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 200 32.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -1,000 17.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -3,600 37.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -21,000 27.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Put Written 600 40.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 1,400 37.5000 American May 20,
Class Options 2016
A
ordinary
USD 0.01 Call Purchased 2,400 35.0000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Written -21,000 37.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Written -200 35.0000 American Jul 15,
Class Options 2016
A
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
(MORE TO FOLLOW) Dow Jones Newswires
April 29, 2016 10:15 ET (14:15 GMT)
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
April 29, 2016 10:15 ET (14:15 GMT)
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