TIDMSBRY
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 23 May 2016
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any HOME RETAIL GROUP
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,472,314 0.54% 10,127,184 0.53%
(2) Cash-settled derivatives:
8,659,355 0.45% 480,433 0.02%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 1,000,000 0.05% 0 0.00%
TOTAL: 20,131,669 1.05% 10,607,617 0.55%
Class of relevant Convertible Bond XS1268412993
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 200,000 0.01%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 200,000 0.01%
Class of relevant Convertible Bond XS1139087933
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,700,000 0.24% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 4,700,000 0.24% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 100 2.5880 GBP
ADR Purchase 110 14.9400 USD
ORD Purchase 632 2.5930 GBP
ADR Purchase 1,000 14.9500 USD
ORD Purchase 1,261 2.5920 GBP
ORD Purchase 1,613 2.5900 GBP
ORD Purchase 1,949 2.5950 GBP
ORD Purchase 9,024 2.5902 GBP
ORD Purchase 23,086 2.5908 GBP
ORD Purchase 32,172 2.5874 GBP
ORD Purchase 49,929 2.5830 GBP
ADR Sale 110 14.9400 USD
ORD Sale 535 2.5960 GBP
ADR Sale 1,000 14.9500 USD
ORD Sale 1,021 2.5940 GBP
ORD Sale 2,429 2.5830 GBP
ORD Sale 3,898 2.5950 GBP
ORD Sale 4,426 2.5945 GBP
ORD Sale 7,966 2.5920 GBP
ORD Sale 13,617 2.5856 GBP
ORD Sale 27,998 2.5875 GBP
ORD Sale 38,223 2.5922 GBP
ORD Sale 43,845 2.5930 GBP
ORD Sale 149,798 2.5924 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 220 2.5928 GBP
ORD SWAP Long 700 2.5960 GBP
ORD SWAP Long 788 2.5937 GBP
ORD CFD Long 2,378 2.5876 GBP
ORD CFD Long 5,444 2.5920 GBP
ORD SWAP Long 5,674 2.5902 GBP
ORD CFD Long 11,324 2.5933 GBP
ORD CFD Long 13,540 2.5931 GBP
ORD CFD Long 100,716 2.5918 GBP
ORD SWAP Long 109,836 2.5927 GBP
ORD SWAP Short 200 2.5905 GBP
ORD CFD Short 2,000 2.5832 GBP
ORD SWAP Short 4,100 2.5855 GBP
ORD CFD Short 5,444 2.5829 GBP
ORD SWAP Short 11,142 2.5916 GBP
ORD SWAP Short 23,086 2.5908 GBP
ORD SWAP Short 42,385 2.5830 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 24 May 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Written 1,000,000 260.0000 American 15 Dec 2017
Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
May 24, 2016 10:18 ET (14:18 GMT)
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