TIDMSBRY
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle
companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected
with an offeror/offeree,
state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 28 April 2016
For an opening position disclosure, state the latest
practicable date prior to the disclosure
(f) In addition to the company in YES
1(c) above, is the discloser HOME RETAIL GROUP
making disclosures in respect of
any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,981,208 0.52% 10,582,456 0.55%
(2) Cash-settled derivatives:
8,709,823 0.45% 196,280 0.01%
(3) Stock-settled derivatives
(including options)
and agreements to 1,000,000 0.05% 0 0.00%
purchase/DEALING:
(4)
TOTAL: 19,691,031 1.02% 10,778,736 0.56%
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,800,000 0.09% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives
(including options)
and agreements to 0 0.00% 0 0.00%
purchase/DEALING:
(4)
TOTAL: 1,800,000 0.09% 0 0.00%
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,700,000 0.24% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives
(including options)
and agreements to 0 0.00% 0 0.00%
purchase/DEALING:
(4)
TOTAL: 4,700,000 0.24% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 860 2.9040 GBP
ORD Purchase 1,279 2.8970 GBP
ORD Purchase 1,411 2.8995 GBP
ADR Purchase 1,492 16.8932 USD
ORD Purchase 2,558 2.9010 GBP
ORD Purchase 3,163 2.9005 GBP
ORD Purchase 4,749 2.8980 GBP
ORD Purchase 4,804 2.8924 GBP
ORD Purchase 5,601 2.8994 GBP
ORD Purchase 9,550 2.8990 GBP
ORD Purchase 23,785 2.9151 GBP
ORD Purchase 25,620 2.9009 GBP
ORD Purchase 52,774 2.9180 GBP
ORD Purchase 53,568 2.9013 GBP
ORD Purchase 74,929 2.9002 GBP
ORD Sale 306 2.8790 GBP
ORD Sale 1,411 2.8995 GBP
ADR Sale 1,492 16.8932 USD
ORD Sale 1,919 2.8985 GBP
ORD Sale 3,163 2.9005 GBP
ORD Sale 3,554 2.9000 GBP
ORD Sale 5,590 2.8964 GBP
ORD Sale 6,927 2.8993 GBP
ORD Sale 7,122 2.9010 GBP
ORD Sale 7,228 2.8960 GBP
ORD Sale 8,800 2.8953 GBP
ORD Sale 12,185 2.8970 GBP
ORD Sale 15,642 2.8980 GBP
ORD Sale 27,460 2.8990 GBP
ORD Sale 29,656 2.8900 GBP
ORD Sale 42,195 2.9089 GBP
ORD Sale 43,249 2.9032 GBP
ORD Sale 43,932 2.8942 GBP
ORD Sale 147,337 2.8989 GBP
ORD Sale 200,424 2.8984 GBP
ORD Sale 210,988 2.9062 GBP
ORD Sale 638,247 2.9180 GBP
(b) Cash-settled
derivative
transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 118 2.8997 GBP
ORD SWAP Long 1,280 2.8959 GBP
ORD CFD Long 3,100 2.9177 GBP
ORD CFD Long 19,680 2.8985 GBP
ORD SWAP Long 33,336 2.8966 GBP
ORD SWAP Long 43,249 2.9033 GBP
ORD SWAP Long 56,963 2.8983 GBP
ORD SWAP Long 74,439 2.8991 GBP
ORD SWAP Long 199,651 2.8987 GBP
ORD SWAP Long 214,812 2.9056 GBP
ORD CFD Long 629,437 2.9180 GBP
ORD CFD Short 4,804 2.8924 GBP
ORD SWAP Short 6,314 2.8977 GBP
ORD CFD Short 8,734 2.9054 GBP
ORD SWAP Short 16,900 2.9126 GBP
ORD CFD Short 17,925 2.8998 GBP
ORD CFD Short 53,568 2.9013 GBP
ORD CFD Short 74,929 2.9002 GBP
(c) Stock-settled derivative transactions (including
options)
(MORE TO FOLLOW) Dow Jones Newswires
April 29, 2016 10:15 ET (14:15 GMT)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 29 April 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant J SAINSBURY PLC
securities the disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Written 1,000,000 260.0000 American 15 Dec 2017
Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
April 29, 2016 10:15 ET (14:15 GMT)
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