TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 1 October 2015
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any PACE PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities
owned
and/or controlled: 26,995 0.02% 504,950 0.34%
(2) Cash-settled
derivatives:
125,000 0.09% 414,359 0.28%
(3) Stock-settled
derivatives
(including options)
and agreements to 9,500 0.01% 19,500 0.01%
purchase/DEALING:
(4)
TOTAL: 161,495 0.11% 938,809 0.64%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 2 26.0500 USD
ORD Purchase 42 26.0179 USD
ORD Purchase 43 26.0100 USD
ORD Purchase 100 26.0200 USD
ORD Purchase 100 26.0700 USD
ORD Purchase 100 26.1000 USD
ORD Purchase 200 26.0450 USD
ORD Purchase 500 26.0400 USD
ORD Purchase 600 25.9100 USD
ORD Purchase 1,300 26.0257 USD
ORD Purchase 1,400 25.9000 USD
ORD Purchase 1,400 26.0406 USD
ORD Purchase 1,522 25.9672 USD
ORD Purchase 1,536 26.0334 USD
ORD Purchase 3,983 26.0338 USD
ORD Purchase 4,000 26.0242 USD
ORD Purchase 6,111 26.0568 USD
ORD Purchase 6,474 26.0134 USD
ORD Purchase 6,746 26.0561 USD
ORD Purchase 13,700 26.0229 USD
ORD Purchase 15,500 26.0234 USD
ORD Purchase 25,211 25.9697 USD
ORD Purchase 46,378 26.0312 USD
ORD Sale 84 26.0179 USD
ORD Sale 100 26.0050 USD
ORD Sale 100 26.0101 USD
ORD Sale 137 26.0200 USD
ORD Sale 175 26.0100 USD
ORD Sale 200 26.0225 USD
ORD Sale 204 26.0600 USD
ORD Sale 322 25.9926 USD
ORD Sale 361 26.0390 USD
ORD Sale 396 25.9872 USD
ORD Sale 500 26.0300 USD
ORD Sale 700 25.9100 USD
ORD Sale 700 26.0259 USD
ORD Sale 700 26.0351 USD
ORD Sale 800 26.0150 USD
ORD Sale 900 26.0144 USD
ORD Sale 1,000 26.0020 USD
ORD Sale 1,000 26.0210 USD
ORD Sale 1,300 25.9000 USD
ORD Sale 1,500 26.0220 USD
ORD Sale 2,800 26.0535 USD
ORD Sale 3,237 26.0134 USD
ORD Sale 3,495 26.0611 USD
ORD Sale 3,700 26.0389 USD
ORD Sale 3,937 26.0294 USD
ORD Sale 5,000 26.0243 USD
ORD Sale 5,500 25.9101 USD
ORD Sale 6,700 25.9781 USD
ORD Sale 7,400 26.0188 USD
ORD Sale 8,300 26.0595 USD
ORD Sale 10,500 26.0230 USD
ORD Sale 11,729 26.0651 USD
ORD Sale 23,711 25.9649 USD
ORD Sale 40,752 26.0268 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 2 Oct 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
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