TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 26 August 2015
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any PACE PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 34,598 0.02% 398,508 0.27%
(2) Cash-settled derivatives:
125,000 0.09% 414,359 0.28%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 8,900 0.01% 13,200 0.01%
TOTAL: 168,498 0.12% 826,067 0.56%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 100 25.4300 USD
ORD Purchase 135 25.1046 USD
ORD Purchase 200 25.0250 USD
ORD Purchase 300 25.0800 USD
ORD Purchase 300 25.0900 USD
ORD Purchase 506 25.1152 USD
ORD Purchase 700 25.0828 USD
ORD Purchase 700 25.1183 USD
ORD Purchase 700 25.4371 USD
ORD Purchase 1,300 25.3461 USD
ORD Purchase 1,394 25.1682 USD
ORD Purchase 1,850 25.5300 USD
ORD Purchase 2,000 25.2702 USD
ORD Purchase 5,500 25.0970 USD
ORD Purchase 6,100 25.0952 USD
ORD Purchase 6,810 25.2655 USD
ORD Purchase 9,201 25.0808 USD
ORD Purchase 12,400 25.4408 USD
ORD Sale 1 24.9900 USD
ORD Sale 100 25.6200 USD
ORD Sale 100 25.4300 USD
ORD Sale 100 25.3600 USD
ORD Sale 100 25.3300 USD
ORD Sale 100 25.3100 USD
ORD Sale 146 25.3052 USD
ORD Sale 198 25.6500 USD
ORD Sale 200 25.2850 USD
ORD Sale 300 25.3233 USD
ORD Sale 300 25.2800 USD
ORD Sale 353 25.2410 USD
ORD Sale 400 25.3150 USD
ORD Sale 600 25.2150 USD
ORD Sale 600 25.4100 USD
ORD Sale 1,000 25.3660 USD
ORD Sale 1,800 25.3216 USD
ORD Sale 2,800 25.1021 USD
ORD Sale 3,511 25.2578 USD
ORD Sale 3,900 25.2092 USD
ORD Sale 4,700 25.1676 USD
ORD Sale 10,750 25.5086 USD
ORD Sale 18,300 25.0942 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 27 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:
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