TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO OFFEREE
(e) Date position held/dealing undertaken: 15 September 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of USD 0.00001 Class
relevant A common
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 5,354 0.00% 1,146 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 6,400 0.00% 21,300 0.01%
to
purchase/sell:
TOTAL: 11,754 0.01% 22,446 0.01%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 100 71.8100 USD
USD 0.00001 Class A common Purchase 100 71.8300 USD
USD 0.00001 Class A common Purchase 142 71.4800 USD
USD 0.00001 Class A common Purchase 200 71.7375 USD
USD 0.00001 Class A common Purchase 200 71.8850 USD
USD 0.00001 Class A common Purchase 300 71.8900 USD
USD 0.00001 Class A common Purchase 300 71.8769 USD
USD 0.00001 Class A common Purchase 300 71.7633 USD
USD 0.00001 Class A common Purchase 372 71.5374 USD
USD 0.00001 Class A common Purchase 602 71.7749 USD
USD 0.00001 Class A common Purchase 900 71.7003 USD
USD 0.00001 Class A common Purchase 1,300 71.9050 USD
USD 0.00001 Class A common Purchase 1,333 71.7900 USD
USD 0.00001 Class A common Purchase 1,598 71.8606 USD
USD 0.00001 Class A common Purchase 2,049 71.8295 USD
USD 0.00001 Class A common Purchase 2,200 71.7640 USD
USD 0.00001 Class A common Purchase 2,711 71.8086 USD
USD 0.00001 Class A common Purchase 3,877 71.7867 USD
USD 0.00001 Class A common Purchase 4,915 71.6014 USD
USD 0.00001 Class A common Purchase 5,000 72.0700 USD
USD 0.00001 Class A common Purchase 6,771 72.0800 USD
USD 0.00001 Class A common Purchase 23,888 71.7146 USD
USD 0.00001 Class A common Purchase 32,400 71.8095 USD
USD 0.00001 Class A common Purchase 46,500 71.8293 USD
USD 0.00001 Class A common Purchase 104,772 72.0409 USD
USD 0.00001 Class A common Sale 100 71.6900 USD
USD 0.00001 Class A common Sale 133 72.0251 USD
USD 0.00001 Class A common Sale 214 71.9011 USD
USD 0.00001 Class A common Sale 286 71.9830 USD
USD 0.00001 Class A common Sale 420 72.0338 USD
USD 0.00001 Class A common Sale 512 71.9281 USD
USD 0.00001 Class A common Sale 700 72.0257 USD
USD 0.00001 Class A common Sale 900 71.8000 USD
USD 0.00001 Class A common Sale 1,342 71.8805 USD
USD 0.00001 Class A common Sale 1,367 72.0195 USD
USD 0.00001 Class A common Sale 2,165 72.0800 USD
USD 0.00001 Class A common Sale 2,349 71.8372 USD
USD 0.00001 Class A common Sale 2,421 71.9410 USD
USD 0.00001 Class A common Sale 4,000 71.8594 USD
USD 0.00001 Class A common Sale 5,000 72.0700 USD
USD 0.00001 Class A common Sale 5,500 71.7187 USD
USD 0.00001 Class A common Sale 6,700 71.9458 USD
USD 0.00001 Class A common Sale 11,900 71.8951 USD
USD 0.00001 Class A common Sale 29,100 71.8232 USD
USD 0.00001 Class A common Sale 37,263 71.7136 USD
USD 0.00001 Class A common Sale 44,900 71.8268 USD
USD 0.00001 Class A common Sale 81,372 72.0722 USD
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 18 Sep 2017
Contact name: Femi Badmos
Telephone number: 020 3555 1125
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Call Purchased 500 80.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
USD Put Written 200 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -1,100 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Written 2,200 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 2,000 60.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -700 75.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 200 65.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
USD Call Written -200 80.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -600 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Written 200 70.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
USD Call Written -11,600 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 600 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Purchased 400 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -1,300 70.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
USD Put Written 100 65.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
USD Put Purchased -1,600 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -2,100 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -2,100 75.0000 American 15 Sep 2017
0.00001 Options
Class
A
common
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20170918005577/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
September 18, 2017 06:07 ET (10:07 GMT)
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