TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1.KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of
interest and short
positions disclosed, if
different from 1(a):
(c) Name of offeror/offeree VANTIV INC
in relation to whose
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO THE OFFEREE
(e) Date position held/dealing undertaken: 18 July 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a)Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of USD 0.00001
relevant Class
security: A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 37,041 0.02% 6,705 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 10,300 0.01% 105,800 0.07%
to
purchase/sell:
(4)
TOTAL: 47,341 0.03% 112,505 0.07%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b)Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3.DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a)Purchases and sales
(i)Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 32 63.0500 USD
USD 0.00001 Class A common Purchase 100 62.9650 USD
USD 0.00001 Class A common Purchase 200 63.4700 USD
USD 0.00001 Class A common Purchase 200 63.0400 USD
USD 0.00001 Class A common Purchase 306 63.3236 USD
USD 0.00001 Class A common Purchase 308 63.0302 USD
USD 0.00001 Class A common Purchase 400 63.3250 USD
USD 0.00001 Class A common Purchase 400 63.4237 USD
USD 0.00001 Class A common Purchase 400 63.4275 USD
USD 0.00001 Class A common Purchase 462 63.1274 USD
USD 0.00001 Class A common Purchase 500 63.1200 USD
USD 0.00001 Class A common Purchase 600 63.0541 USD
USD 0.00001 Class A common Purchase 600 63.1891 USD
USD 0.00001 Class A common Purchase 700 63.4442 USD
USD 0.00001 Class A common Purchase 1,000 63.0375 USD
USD 0.00001 Class A common Purchase 1,400 63.4692 USD
USD 0.00001 Class A common Purchase 1,442 63.0384 USD
USD 0.00001 Class A common Purchase 1,800 63.0611 USD
USD 0.00001 Class A common Purchase 2,314 63.0782 USD
USD 0.00001 Class A common Purchase 2,700 63.0239 USD
USD 0.00001 Class A common Purchase 3,000 63.3460 USD
USD 0.00001 Class A common Purchase 3,042 63.2141 USD
USD 0.00001 Class A common Purchase 4,200 63.3004 USD
USD 0.00001 Class A common Purchase 5,009 63.0621 USD
USD 0.00001 Class A common Purchase 5,700 63.1507 USD
USD 0.00001 Class A common Purchase 5,805 63.5300 USD
USD 0.00001 Class A common Purchase 6,542 63.0700 USD
USD 0.00001 Class A common Purchase 7,200 63.2308 USD
USD 0.00001 Class A common Purchase 8,500 63.1834 USD
USD 0.00001 Class A common Purchase 17,595 63.3029 USD
USD 0.00001 Class A common Purchase 18,120 63.1679 USD
USD 0.00001 Class A common Purchase 22,345 63.3058 USD
USD 0.00001 Class A common Sale 32 63.0500 USD
USD 0.00001 Class A common Sale 50 63.4300 USD
USD 0.00001 Class A common Sale 100 62.9400 USD
USD 0.00001 Class A common Sale 100 63.4100 USD
USD 0.00001 Class A common Sale 150 63.4200 USD
USD 0.00001 Class A common Sale 200 63.0000 USD
USD 0.00001 Class A common Sale 200 63.1650 USD
USD 0.00001 Class A common Sale 200 63.3550 USD
USD 0.00001 Class A common Sale 302 63.0766 USD
USD 0.00001 Class A common Sale 400 62.9875 USD
USD 0.00001 Class A common Sale 500 63.3000 USD
USD 0.00001 Class A common Sale 600 63.4466 USD
USD 0.00001 Class A common Sale 1,100 63.1736 USD
USD 0.00001 Class A common Sale 1,200 63.2225 USD
USD 0.00001 Class A common Sale 1,400 63.2435 USD
USD 0.00001 Class A common Sale 1,600 63.2128 USD
USD 0.00001 Class A common Sale 1,888 63.1322 USD
USD 0.00001 Class A common Sale 2,250 63.2831 USD
USD 0.00001 Class A common Sale 3,618 63.1626 USD
USD 0.00001 Class A common Sale 4,000 63.1758 USD
USD 0.00001 Class A common Sale 4,002 63.1575 USD
USD 0.00001 Class A common Sale 4,298 63.2388 USD
USD 0.00001 Class A common Sale 4,565 63.3191 USD
USD 0.00001 Class A common Sale 5,805 63.5300 USD
USD 0.00001 Class A common Sale 5,900 63.1734 USD
USD 0.00001 Class A common Sale 6,900 63.2417 USD
USD 0.00001 Class A common Sale 7,580 63.3245 USD
USD 0.00001 Class A common Sale 11,138 63.0700 USD
USD 0.00001 Class A common Sale 13,553 63.0618 USD
USD 0.00001 Class A common Sale 33,491 63.3228 USD
(ii)Principal trader where the sole reason for the connection is
that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b)Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c)Stock-settled derivative transactions (including options)
(i)Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii)Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d)Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4.OTHER INFORMATION
(a)Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b)Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c)Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 19 Jul 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2.STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise
of description purchasing, of price
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.00001 Class Put Options Purchased -400 55.0000
A common
USD 0.00001 Class Call Options Written -1,000 70.0000
A common
USD 0.00001 Class Put Options Written 9,100 60.0000
A common
USD 0.00001 Class Call Options Written -1,500 60.0000
A common
USD 0.00001 Class Put Options Written 600 60.0000
A common
USD 0.00001 Class Call Options Written -500 75.0000
A common
USD 0.00001 Class Call Options Purchased 100 55.0000
A common
USD 0.00001 Class Call Options Written -100 70.0000
A common
USD 0.00001 Class Call Options Written -6,200 65.0000
A common
USD 0.00001 Class Call Options Written -19,300 65.0000
A common
USD 0.00001 Class Call Options Written -71,400 70.0000
A common
USD 0.00001 Class Put Options Purchased -3,300 60.0000
A common
USD 0.00001 Class Call Options Purchased 500 60.0000
A common
USD 0.00001 Class Put Options Purchased -2,100 45.0000
A common
3.AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20170719005590/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
July 19, 2017 06:21 ET (10:21 GMT)
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