TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 25 November 2015
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any PACE PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities
owned
and/or controlled: 29,765 0.02% 1,467,716 1.00%
(2) Cash-settled
derivatives:
136,800 0.09% 561,970 0.38%
(3) Stock-settled
derivatives
(including options)
and agreements to 4,300 0.00% 1,200 0.00%
purchase/DEALING:
TOTAL: 170,865 0.11% 2,030,886 1.38%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 28 30.9300 USD
ORD Purchase 33 30.8000 USD
ORD Purchase 100 30.5600 USD
ORD Purchase 100 30.6200 USD
ORD Purchase 100 30.5200 USD
ORD Purchase 200 30.5262 USD
ORD Purchase 220 30.5300 USD
ORD Purchase 379 30.6188 USD
ORD Purchase 754 30.7064 USD
ORD Purchase 800 30.7718 USD
ORD Purchase 800 30.5672 USD
ORD Purchase 842 30.6472 USD
ORD Purchase 1,400 30.6900 USD
ORD Purchase 6,900 30.5597 USD
ORD Purchase 7,905 30.7103 USD
ORD Sale 28 30.9300 USD
ORD Sale 100 30.6400 USD
ORD Sale 200 30.5650 USD
ORD Sale 200 30.5850 USD
ORD Sale 254 30.7073 USD
ORD Sale 300 30.5600 USD
ORD Sale 400 30.5800 USD
ORD Sale 498 30.5577 USD
ORD Sale 500 30.7140 USD
ORD Sale 500 30.6780 USD
ORD Sale 500 30.6760 USD
ORD Sale 600 30.6150 USD
ORD Sale 600 30.7083 USD
ORD Sale 800 30.7462 USD
ORD Sale 900 30.7622 USD
ORD Sale 1,167 30.8103 USD
ORD Sale 1,221 30.6319 USD
ORD Sale 1,300 30.6646 USD
ORD Sale 1,600 30.6695 USD
ORD Sale 1,952 30.5539 USD
ORD Sale 2,938 30.6866 USD
ORD Sale 3,450 30.5597 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 26 Nov 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Written 500 30.0000 American 18 Dec 2015
Options
ORD Call Written -1,200 30.0000 American 18 Dec 2015
Options
ORD Call Purchased 3,800 30.0000 American 20 May 2016
Options
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