BARCLAYS PLC FORM 38.5(b)- DRAGON OIL PLC
July 03 2015 - 06:54AM
UK Regulatory
TIDMDGO
FORM
38.5(b)
IRISH
TAKEOVER
PANEL
DISCLOSURE
UNDER
RULE
38.5(b)
OF THE
IRISH
TAKEOVER
PANEL ACT,
1997,
TAKEOVER
RULES,
2013
DEALINGS
BY
CONNECTED
EXEMPT
PRINCIPAL
TRADERS
WITHOUT
RECOGNISED
INTERMEDIARY
STATUS, OR
WITH
RECOGNISED
INTERMEDIARY
STATUS BUT
NOT
DEALING
IN A
CLIENT-SERVING
CAPACITY
1. KEY INFORMATION
Name of BARCLAYS CAPITAL SECURITIES LTD
exempt
principal
trader:
Company DRAGON OIL PLC
dealt
in
Class of EUR0.10 ordinary shares
relevant
security
to which
the
dealings
being
disclosed
relate
Date 2 July 2015
of dealing
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
1,749,540 0.36% 172,230 0.03%
(2) Derivatives (other than options):
169,597 0.03% 1,746,907 0.35%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,919,137 0.39% 1,919,137 0.39%
(b) Interests and short positions in relevant securities of the company, other than the class dealt in
Class of
relevant
security:
Long Short
Number (%) Number (%)
(1) Relevant securities owned
(2) Derivatives (other than
options):
(3) Options and agreements to
purchase/sell:
(4) TOTAL:
3. DEALINGS
(a) Purchases and sales
Purchase/sell Number of Price per unit
securities
Purchase 1,100 7.3500 GBP
Purchase 1,328 7.3462 GBP
Purchase 2,159 10.3012 EUR
Purchase 9,865 7.3393 GBP
Purchase 40,932 7.3349 GBP
Sale 200 10.2849 EUR
Sale 418 7.3147 GBP
Sale 543 10.3079 EUR
Sale 1,685 7.3315 GBP
(b) Derivatives transactions (other than options transactions)
Product Nature of transaction Number of relevant securities Price per unit
name
CFD Long 57 10.3296 EUR
CFD Long 70 7.3178 GBP
CFD Long 164 10.3224 EUR
CFD Long 200 10.2828 EUR
SWAP Long 318 7.3099 GBP
CFD Long 322 10.2929 EUR
CFD Long 515 7.3359 GBP
SWAP Long 1,200 7.3299 GBP
CFD Long 35,000 10.3300 EUR
CFD Short 66 10.2571 EUR
CFD Short 164 7.3356 GBP
CFD Short 515 10.3157 EUR
CFD Short 1,578 10.3013 EUR
SWAP Short 1,900 7.3458 GBP
SWAP Short 10,229 7.3403 GBP
CFD Short 35,000 7.3227 GBP
SWAP Short 40,932 7.3348 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of Product description Number of Exercise price per
relevant
security securities unit
(d) Other dealings (including transactions in respect of new securities)
Nature Details Price per unit (if
of
transaction
applicable)
4. OTHER INFORMATION
Agreements,
arrangements
or
understandings
relating
to
options
or
derivatives
Full
details
of
any
agreement,
arrangement
or
understanding
between
the person
disclosing
and any
other
person
relating
to the
voting
rights
of
any
relevant
securities
under any
option
referred
to on this
form
or
relating
to the
voting
rights or
future
acquisition
or
disposal
of
any
relevant
securities
to which
any
derivative
referred
to
on this
form
is
referenced.
If none,
this
should
be stated.
Attachments
Is NO
a
Supplemental
Form
38.5(b)
attached?
Date 3 Jul 2015
of
disclosure:
Contact Jay Supaya
name:
Telephone 020 7773 0635
number:
Name Emirates National Oil Company
of
offeree/sell
with which
connected
Nature Financial Adviser
of
connection
View source version on businesswire.com:
http://www.businesswire.com/news/home/sell/en/
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