BARCLAYS PLC Dealing Disclosure - XL Group Plc
January 22 2015 - 6:55AM
UK Regulatory
TIDMBARC
DEALING
DISCLOSURE
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL INC
(b) Name of offeror/offeree in relation to whose XL GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt CATLIN GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 21 January 2015
2. POSITIONS
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 668 0.00% 2,951 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 5,800 0.00%
(4)
TOTAL: 668 0.00% 8,751 0.00%
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of
relevant
security
in relation
to
which
subscription
right exists
Details,
including
nature
of the rights
concerned and
relevant
percentages:
3. DEALINGS
(a) Purchases and sales
Class of Purchase/sell Total number of Highest price per unit Lowest price per unit
relevant
security securities paid/received paid/received
ORD Purchase 76,317 35.0400 USD 34.76 USD
ORD Sale 79,062 35.0374 USD 34.73 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per unit
relevant
security description reference
securities
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of Product description Exercising/ exercised against Number of Exercise price per
relevant
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of Nature of Dealings Details Price per unit (if
relevant
security applicable)
Is YES
a
Supplemental
Form 8 (Open
Positions)
attached?
Date 22 Jan 2015
of
disclosure:
Contact name: Rajesh Muthanna
Telephone 020 3555 4634
number:
SUPPLEMENTAL
FORM 8
(OPEN
POSITIONS)
DETAILS OF
OPEN
OPTION
AND
DERIVATIVE
POSITIONS,
AGREEMENTS
TO
PURCHASE OR
SELL ETC.
1. KEY INFORMATION
Identity BARCLAYS CAPITAL INC
of the
person whose
positions/dealings
are
being
disclosed:
Name XL GROUP PLC
of
offeror/offeree
in relation
to whose
relevant
securities
this from
relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Options Purchased -5,800 30.0000 American 17 Apr 2015
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details
should
be given
so that the
nature
of
the interest
or position
can be fully
understood:
This information is provided by Business Wire
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