BARCLAYS PLC DISCLOSURE FORM - XL GROUP PLC - BCI
January 23 2015 - 6:29AM
UK Regulatory
TIDMBARC
DISCLOSURE
FORM
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL INC
(b) Name of offeror/offeree in relation to whose XL GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt CATLIN GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 22 January 2015
2. POSITIONS
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 668 0.00% 206 0.00%
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
(3) Options and agreements to
purchase/sell: 0 0.00% 5,800 0.00%
TOTAL: 668 0.00% 6,006 0.00%
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of
relevant
security
in relation
to
which
subscription
right exists
Details,
including
nature
of the rights
concerned and
relevant
percentages:
3. DEALINGS
(a) Purchases and sales
Class of Purchase/sell Number of Price per unit
relevant
security securities
ORD Purchase 100 35.3650 USD
ORD Purchase 100 35.7200 USD
ORD Purchase 100 35.7900 USD
ORD Purchase 100 35.8100 USD
ORD Purchase 100 35.8497 USD
ORD Purchase 236 35.3310 USD
ORD Purchase 300 35.4100 USD
ORD Purchase 300 35.4900 USD
ORD Purchase 300 35.6300 USD
ORD Purchase 478 35.2000 USD
ORD Purchase 500 35.7960 USD
ORD Purchase 600 35.4550 USD
ORD Purchase 700 35.8221 USD
ORD Purchase 900 35.5611 USD
ORD Purchase 1,100 35.4945 USD
ORD Purchase 1,200 35.7733 USD
ORD Purchase 2,000 35.6457 USD
ORD Purchase 2,031 35.3806 USD
ORD Purchase 2,110 35.4246 USD
ORD Purchase 3,100 35.4259 USD
ORD Purchase 3,901 35.1463 USD
ORD Purchase 4,274 35.4417 USD
ORD Purchase 6,900 35.3872 USD
ORD Purchase 7,137 35.5593 USD
ORD Purchase 9,931 35.4999 USD
ORD Purchase 15,500 35.8000 USD
ORD Purchase 21,406 35.4889 USD
ORD Purchase 70,848 35.4787 USD
ORD Sale 40 35.8400 USD
ORD Sale 100 35.0000 USD
ORD Sale 100 35.8100 USD
ORD Sale 166 35.7900 USD
ORD Sale 200 35.4400 USD
ORD Sale 200 35.5150 USD
ORD Sale 200 35.5875 USD
ORD Sale 200 35.6500 USD
ORD Sale 290 35.5000 USD
ORD Sale 300 35.0600 USD
ORD Sale 300 35.8066 USD
ORD Sale 400 35.0700 USD
ORD Sale 600 35.0316 USD
ORD Sale 600 35.5050 USD
ORD Sale 637 35.3921 USD
ORD Sale 670 35.4373 USD
ORD Sale 714 35.1000 USD
ORD Sale 800 35.0618 USD
ORD Sale 800 35.4662 USD
ORD Sale 800 35.5125 USD
ORD Sale 800 35.6150 USD
ORD Sale 805 35.1621 USD
ORD Sale 811 35.0104 USD
ORD Sale 900 35.3622 USD
ORD Sale 900 35.3800 USD
ORD Sale 995 35.6241 USD
ORD Sale 1,027 35.4855 USD
ORD Sale 1,100 35.6077 USD
ORD Sale 1,600 35.3884 USD
ORD Sale 1,600 35.4596 USD
ORD Sale 1,800 35.6266 USD
ORD Sale 2,853 35.4786 USD
ORD Sale 5,000 35.5044 USD
ORD Sale 5,000 35.6532 USD
ORD Sale 11,393 35.4889 USD
ORD Sale 12,274 35.4739 USD
ORD Sale 14,510 35.4678 USD
ORD Sale 16,490 35.8000 USD
ORD Sale 18,722 35.4721 USD
ORD Sale 23,473 35.4974 USD
ORD Sale 26,082 35.4747 USD
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant
security description reference
securities
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of Product description Number of Exercise price per
relevant
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of Nature of Dealings Details Price per unit (if
relevant
security applicable)
Is YES
a
Supplemental
Form 8 (Open
Positions)
attached?
Date 23 Jan 2015
of
disclosure:
Contact name: Jay Supaya
Telephone 0207 773 0635
number:
SUPPLEMENTAL
FORM 8
(OPEN
POSITIONS)
DETAILS OF
OPEN
OPTION
AND
DERIVATIVE
POSITIONS,
AGREEMENTS
TO
PURCHASE OR
SELL ETC.
Note 5(i)
on Rule
8 of the
Takeover Code
(the "Code")
1. KEY INFORMATION
Identity BARCLAYS CAPITAL INC
of the
person whose
positions/dealings
are
being
disclosed:
Name XL GROUP PLC
of
offeror/offeree
in relation
to whose
relevant
securities
this from
relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Options Purchased -5,800 30.0000 American 17 Apr 2015
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details
should
be given
so that the
nature
of
the interest
or position
can be fully
understood:
This information is provided by Business Wire
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