Aurum Mining PLC Holding(s) in Company (0293M)
October 07 2016 - 9:44AM
UK Regulatory
TIDMAUR
RNS Number : 0293M
Aurum Mining PLC
07 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Aurum Mining
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- ------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights YES
---------------------------------------------------------- -----------------------------
An acquisition or disposal of qualifying financial YES
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- -----------------------------
An acquisition or disposal of instruments with NO
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- -----------------------------
An event changing the breakdown of voting rights NO
---------------------------------------------------------- -----------------------------
Other (please
specify):
-------------------------------------------------------- -----------------------------
3. Full name of person(s) Paul Kavanagh 3.23%
subject to the Other Discretionary Clients
notification obligation: 7.91%
(iii)
--------------------------------------------------------- ------------------------------
4. Full name of shareholder(s) SPREADEX LTD
(if different from 3.):(iv)
--------------------------------------------------------- ------------------------------
5. Date of the transaction 03/10/2016
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ------------------------------
6. Date on which issuer 07/10/2016
notified:
--------------------------------------------------------- ------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 9%,10%,11%
--------------------------------------------------------- ------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- ------------- --------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ------------- ------------- ------------ ------------ -----------
Ordinary
1 - 26,000,000 26,000,000 30,000,000 30,000,000 10.20%
--------------- --------------- ------------- ------------- ------------ ------------ -----------
GB00B00T3528
-------------- ----------- ----------- ----------- ----------- ------------ -------- ---------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ------------------------------ ----------------------------- ---------------------
CFD/SPREADBET 2,750,000 0.94%
------------------ ------------- ------------------------------ ----------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- --------------- ----------------------------- -----------------------
Nominal Delta
---------------- ------------- ------------- --------------- ----------------------------- ------------ ---------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------- -------------------------------------------------------------------
32,750,000 11.14%
-------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- -------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- -------------
13. Additional information:
------------------------------------------------------------- -------------
14. Contact name: DAVID CORBEN
------------------------------------------------------------- -------------
15. Contact telephone number: 01727 895135
------------------------------------------------------------- -------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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