Aurum Mining PLC Holding(s) in Company (8277L)
October 06 2016 - 2:00AM
UK Regulatory
TIDMAUR
RNS Number : 8277L
Aurum Mining PLC
06 October 2016
For filings with the FCA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------
1. Identity of the issuer or AURUM MINING PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- --------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------ -------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ -------------------
An acquisition or disposal of instruments with X
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ -------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ -------------------
Other (please
specify):
---------------------------------------------------------- -------------------
3. Full name of person(s) PAUL JOHN KAVANAGH
subject to the
notification obligation:
(iii)
----------------------------------------------------------- --------------------
4. Full name of shareholder(s) Spreadex Ltd
(if different from 3.):(iv)
----------------------------------------------------------- --------------------
5. Date of the transaction 3(RD) October 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- --------------------
6. Date on which issuer 5(th) October 2016
notified:
----------------------------------------------------------- --------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 3%
----------------------------------------------------------- --------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------ ------------------------------------ ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------ ----------------- ----------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------ ------------- ------------- -------------- --------- ------------ ------------ -----------
Ordinary
shares of
1p 588356 0.2% 588356 588356 0.2%
----------------- ----------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
---------------- --------------- --------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
-------------- --------------- --------------- ---------------- ------------------------- -----------------------
Spread Bet 9500000 Nominal Delta
-------------- --------------- --------------- ---------------- ------------------------- ------------ ---------
3.23%
------------ ------------- ------------- ------------ ------- ------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
10088356 3.43%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------
Proxy Voting:
------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------------------- --------------
11. Number of voting rights proxy
holder will cease
to hold:
-------------------------------------------------------------- --------------
12. Date on which proxy holder will
cease to hold
voting rights:
-------------------------------------------------------------- --------------
13. Additional information:
------------------------------------------------------------ ----------------
14. Contact name: Paul Kavanagh
------------------------------------------------------------ ----------------
15. Contact telephone number:
------------------------------------------------------------ ----------------
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
-----------------------------------------------------------------------
Full name Paul John Kavanagh
(including legal form of
legal entities)
------------------------------------- --------------------------------
Contact address c/o Patronus Partners Ltd
(registered office for legal 3 Fitzhardinge Street, London,
entities) W1H 3EF
------------------------------------- --------------------------------
Phone number & email 0203 818 5302
------------------------------------- --------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------- --------------------------------
B: Identity of the notifier, if applicable
-----------------------------------------------------------------------
Full name
------------------------------------- --------------------------------
Contact address
------------------------------------- --------------------------------
Phone number & email
------------------------------------- --------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------- --------------------------------
C: Additional information
-----------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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