Aurora Investment Trust PLC Holding(s) in Company (4083Z)
May 26 2016 - 6:07AM
UK Regulatory
TIDMARR
RNS Number : 4083Z
Aurora Investment Trust PLC
26 May 2016
Aurora Investment Trust plc has received the following
notification of interest in its shares.
------------------------------------------------------------------------------------------------
TR-1: NOTIFICATION OF MAJOR
INTEREST IN SHARES
----------------------------------------------------------- -----------------------------------
1. Identity of the issuer or Aurora Investment Trust
the underlying issuer PLC
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ ----------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ----------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ----------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ----------------------------------
Other (please
specify):
---------------------------------------------------------- ----------------------------------
3. Full name of person(s) Phoenix Asset Management Partners
subject to the Limited
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 25 May 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 26 May 2016
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 13%
----------------------------------------------------------- -----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- --------------- --------------- ------------- ------------------------ ----------------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------ ---------- ---------------------- ----------
GB0000633262 2,412,246 2,412,246 2,412,246 12.981%
--------------- ------------- ------------ ---------- ---------------------- ----------
2,412,246
------------- --------------- ----------- ----------- ---------- ---------- -------- -------- ----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------ -------------------------- ------------------------------
N/A N/A N/A N/A N/A
----------------- ------------- ------------------------------ -------------------------- ------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- --------------- -------------------------- --------------------------------
N/A N/A N/A N/A Nominal Delta
--------------- ------------- ------------- --------------- ---------- --------------------
N/A N/A N/A
------------- ----------- ----------- ----------- -------------------------- ---------- --------------------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------------
2,412,246 12.981%
------------------------------------------------- -------------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------
Phoenix Asset Management Partners Limited serves as
investment manager and/or investment adviser to various
sub-accounts. The voting rights/shares in the issuer
are held across two sub-accounts: The Phoenix UK Fund
(1,824,536), Phoenix R Fund (587,710).
Proxy Voting:
-----------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- --------------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------------- --------------------------------------
13. Additional information: The shareholding has dropped
to below 14% due to the placement
of new shares and not due
to the sell-off of our shareholding.
------------------------------------------------------- --------------------------------------
14. Contact name: Lorraine Smyth,
Phoenix Asset Management
Partners Limited
------------------------------------------------------- --------------------------------------
15. Contact telephone number: 0208 600 0100
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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