Augean Plc Holding(s) in Company (6640Y)
December 02 2014 - 12:03PM
UK Regulatory
TIDMAUG
RNS Number : 6640Y
Augean Plc
02 December 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or Augean Plc
the underlying issuer GB00B02H2F76
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- ---------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights Yes
-------------------------------------------------------------------------------------------------- ----
An acquisition or disposal of qualifying financial n/a
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-------------------------------------------------------------------------------------------------- ----
An acquisition or disposal of instruments with n/a
similar economic effect to qualifying financial
instruments
-------------------------------------------------------------------------------------------------- ----
An event changing the breakdown of voting rights n/a
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Other (please The event triggering notification Yes
specify): is the acquisition of UBS AG by UBS
Group AG through the completion of
a share transfer offer on 28 November
2014 in which the shareholders of
UBS AG became shareholders of UBS
Group AG and their shares in UBS AG
were transferred to UBS Group AG.
As a result, UBS Group AG controls
UBS AG. Thus, UBS Group AG has become
an indirect shareholder of AugeanPlc.
-------------------------------------------------------- ---------------------------------------- ----
3. Full name of person(s) UBS Investment Bank
subject to the UBS Group AG
notification obligation:
(iii)
--------------------------------------------------------- ---------------------------------------------
4. Full name of shareholder(s) UBS AG London Branch
(if different from 3.):(iv)
--------------------------------------------------------- ---------------------------------------------
5. Date of the transaction 28 November 2014
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ---------------------------------------------
6. Date on which issuer 02 December 2014
notified:
--------------------------------------------------------- ---------------------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 7%
--------------------------------------------------------- ---------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- --------------------------------- -------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
-------------- ---------------- --------------- ------------- ------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ----------- ------------- ----------- ------------ ------------ -----------
GB00B02H2F76 7,668,170 7,668,170 - - 6,568,170 - 6.52%
---------------- --------------- ------------- ----------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ---------------- ---------------------------- --------------------------- ---------------------
- - - - -
------------------ ---------------- ---------------------------- --------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ---------------- ------------- ------------- --------------------------- -----------------------
- - - - Nominal Delta
---------------- ---------------- ------------- ------------- ------------ ---------
- - -
-------------- ------------ ----------- ------------- --------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------------------- ----------------------------------------------------
6,568,170 6.52%
---------------------------------------------------------------- ----------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------------
UBS Group AG is a group holding company for UBS Investment
Bank business. Voting rights are held through its controlled
undertakings as set out below.
UBS AG:
* directly through its branches: UBS AG London Branch -
6,568,170 (6.52%)
Proxy Voting:
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10. Name of the proxy holder:
--------------------------------------------------------------------- ------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
--------------------------------------------------------------------- ------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
--------------------------------------------------------------------- ------------------------------
13. Additional information:
--------------------------------------------------------------------- ------------------------------
14. Contact name: Konstantina Georgaki / Akvile
Budrikaite
--------------------------------------------------------------------- ------------------------------
15. Contact telephone number: +41 44 239 4071
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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