Ashmore Global Op Ld Holding(s) in Company
July 11 2016 - 3:50AM
UK Regulatory
TIDMAGOL TIDMAGOU
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer Ashmore Global Opportunities Limited
of existing shares to which voting rights are
attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights X
Other (please
specify):
3. Full name of person(s) subject to the Overseas Asset Management (Cayman) Ltd
notification obligation: iii
4. Full name of shareholder(s) OAM European Value Fund
(if different from 3.):iv Morgan Stanley Smith Barney LLC
RBC Dominion Securities
5. Date of the transaction and date on 30 June 2016
which the threshold is crossed or
reached: v
6. Date on which issuer notified: 08 July 2016
7. Threshold(s) that is/are crossed or 28%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
transaction
if possible
using Number Number Number Number of voting % of voting rights x
the ISIN CODE of of of shares rights
Shares Voting
Rights Direct Direct xi Indirect Direct Indirect
xii
US Dollar Shares 3,012,421 3,012,421 3,563,419 3,563,419 28.0%
GG00BYV0RC73
Sterling Shares 383,688 778,426 0 0 0.0%
GG00BYV0R619
TOTAL 3,790,847 3,563,419 28.0%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Number of voting rights % of voting rights
instrument price date xvii Conversion instrument refers to xix, xx
period xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
3,563,419 28.0%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Overseas Asset Management (Cayman) Ltd is the investment manager of OAM
European Value Fund which holds its shares through Deutsche Bank as custodian
and State Street Nominees Ltd as sub-custodian. Overseas Asset Management
(Cayman) Ltd has discretion to vote these shares pursuant to an investment
management agreement with the fund.
Overseas Asset Management (Cayman) Ltd has discretion to vote shares pursuant
to discretionary investment management agreements with its clients. These
shares are held through Morgan Stanley Smith Barney LLC and through RBC
Dominion Securities who hold the shares in the name of Roy Nominees Ltd.
The voting rights are held as follows:
State Street Nominees Ltd 3,382,592
Morgan Stanley Smith Barney LLC 138,598
Roy Nominees Ltd 42,229
TOTAL 3,563,419
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: Overseas Asset Management (Cayman) Ltd
14. Contact name: Desmond Kinch
15. Contact telephone number: 1 345 949 8787
END
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