AGOL Ashmore Global Opportunities Limited

 
TIDMAGOL 
 
For filings with the FCA include the annex 
 
For filings with issuer exclude the annex 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
1. Identity of the issuer or the underlying issuer 
of existing shares to which voting rights are                  Ashmore Global Opportunities Limited 
attached: ii 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights                                                  x 
 
An acquisition or disposal of qualifying financial instruments which may result 
in the acquisition of shares already issued to which voting rights are attached 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please 
specify): 
 
3. Full name of person(s) subject to the                     Overseas Asset Management (Cayman) Ltd 
notification obligation: iii 
 
4. Full name of shareholder(s)                                              OAM European Value Fund 
 (if different from 3.):iv                                          Morgan Stanley Smith Barney LLC 
                                                                            RBC Dominion Securities 
 
5. Date of the transaction and date on 
which the threshold is crossed or                                                    18 August 2015 
reached: v 
 
6. Date on which issuer notified:                                                    18 August 2015 
 
7. Threshold(s) that is/are crossed or                                                    Above 12% 
reached: vi, vii 
 
 
 
 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
                 Situation previous 
Class/type of    to the triggering         Resulting situation after the triggering transaction 
shares           transaction 
 
if possible                   Number       Number      Number of voting      % of  voting rights x 
using            Number       of           of shares   rights 
the ISIN CODE    of           Voting 
                 Shares       Rights       Direct      Direct xi   Indirect  Direct       Indirect 
                                                                   xii 
 
US Dollar Shares 
                    1,970,340    1,970,340                         1,970,340                    10.9% 
GG00BYNJ9F95 
 
Sterling Shares 
                       50,000      101,440                           304,320                     1.7% 
GG00BYNJ9P93 
 
TOTAL                            2,071,780                         2,274,660                    12.6% 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
                                                           Number of voting 
Type of financial       Expiration Exercise/               rights that may be      % of voting 
instrument              date xiii  Conversion Period xiv   acquired if the         rights 
                                                           instrument is 
                                                           exercised/ converted. 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of financial  Exercise   Expiration Exercise/     Number of voting rights  % of voting rights 
instrument         price      date xvii  Conversion    instrument refers to     xix, xx 
                                         period xviii 
 
                                                                                Nominal      Delta 
 
Total (A+B+C) 
 
Number of voting rights                          Percentage of voting rights 
 
2,274,660                                        12.6% 
 
 
 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
 
Overseas Asset Management (Cayman) Ltd is the investment manager of OAM 
European Value Fund which holds its shares through Deutsche Bank as custodian 
and State Street Nominees Ltd as sub-custodian. Overseas Asset Management 
(Cayman) Ltd has discretion to vote these shares pursuant to an investment 
management agreement with the fund. 
 
Overseas Asset Management (Cayman) Ltd has discretion to vote shares pursuant 
to discretionary investment management agreements with its clients. These 
shares are held through Morgan Stanley Smith Barney LLC and through RBC 
Dominion Securities who hold the shares in the name of Roy Nominees Ltd. 
 
The voting rights are held as follows: 
State Street Nominees Ltd                  2,055,072 
Roy Nominees Ltd                                  163,637 
Morgan Stanley Smith Barney LLC          55,951 
TOTAL                                                 2,274,660 
 
Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy holder will cease 
to hold: 
 
12. Date on which proxy holder will cease to hold 
voting rights: 
 
 
13. Additional information:                           Overseas Asset Management (Cayman) Ltd 
 
14. Contact name:                                                              Desmond Kinch 
 
15. Contact telephone number:                                                 1 345 949 8787 
 
 
 
 
END 
 

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