Ascent Resources PLC Holding(s) in Company (3749P)
November 16 2016 - 11:02AM
UK Regulatory
TIDMAST
RNS Number : 3749P
Ascent Resources PLC
16 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Ascent Resources PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- ------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------- ---------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------- ---------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------- ---------------------
An event changing the breakdown of voting rights ü
------------------------------------------------------------- ---------------------
Other (please
specify):
---------------------------------------------------- ------- ---------------------
3. Full name of person(s) Douglas Borthwick
subject to the
notification obligation:
(iii)
------------------------------------------------------ ----------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------------------ ----------------------------
5. Date of the transaction 16/11/2016
and date on
which the threshold is
crossed or
reached: (v)
------------------------------------------------------ ----------------------------
6. Date on which issuer 16/11/2016
notified:
------------------------------------------------------ ----------------------------
7. Threshold(s) that is/are Below 3%
crossed or
reached: (vi, vii)
------------------------------------------------------ ----------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------ ------------------------------------ ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------ ----------------- ----------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------ ------------- ------------- -------------- --------- ------------ ------------ -----------
30,002,178 Below
3%
------------ ----------------- ----------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
---------------- --------------- --------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
-------------- --------------- --------------- ---------------- ------------------------- -----------------------
Nominal Delta
-------------- --------------- --------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
Below 3%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------------------
Proxy Voting:
-------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ----------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- ----------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- ----------------------------------
13. Additional information: Total OS in issue: 1,076,704,068
------------------------------------------------------------- ----------------------------------
14. Contact name: DOUGLAS BORTHWICK
------------------------------------------------------------- ----------------------------------
15. Contact telephone number: 01343 333 363
------------------------------------------------------------- ----------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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