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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 11-K

 

 

(Mark One)

x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2014

OR

 

¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                      to                     

Commission file number: 001-14460

 

 

 

A. Full title of the plan and the address of the plan, if different from that of the issuer named below:

Agrium 401(k) Savings Plan for Union Employees at

Florence, AL, Mulberry, FL, & Americus, GA

4582 South Ulster Street, Suite 1700

Denver, CO 80237

 

B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:

Agrium Inc.

13131 Lake Fraser Drive Southeast

Calgary, Alberta

Canada T2J 7E8

 

 

 

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AGRIUM 401(K) SAVINGS PLAN

FOR UNION EMPLOYEES AT

FLORENCE, AL, MULBERRY, FL & AMERICUS, GA

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Schedule I (Form 5500) 2014 – Financial Information – Small Plan

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SIGNATURE

THE PLAN. Pursuant to the requirements of the Securities Exchange Act of 1934, Agrium U.S. Inc. has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: June 23, 2015

AGRIUM 401(K) SAVINGS PLAN

FOR UNION EMPLOYEES AT FLORENCE, AL,

MULBERRY, FL, & AMERICUS, GA

By: AGRIUM U.S. INC.

/S/ Angela S. Lekatsas

Angela S. Lekatsas
Vice President & Treasurer

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SCHEDULE I   Financial Information—Small Plan   OMB No. 1210-0110

(Form 5500)

 

Department of the Treasury

Internal Revenue Service

 

Department of Labor

  

 

This schedule is required to be filed under section 104 of the Employee Retirement Income Security Act of 1974 (ERISA), and section 6058(a) of the Internal Revenue Code (the Code).

  

 

2014

Employee Benefits Security Administration

 

Pension Benefit Guaranty Corporation

   u File as an attachment to Form 5500.  

This Form is Open to Public

Inspection

For calendar plan year 2014 or fiscal plan year beginning             01/01/2014            and ending                12/31/2014

 

A   Name of plan   B  

Three-digit

plan number (PN)        u

   022
Agrium 401(k) Svgs Pl for Union EEs at Florence AL, Mulberry, FL, & Amer
C   Plan sponsor’s name as shown on line 2a of Form 5500   D  

Employer Identification Number (EIN)

Agrium U.S. Inc.     91-1589568  

Complete Schedule I if the plan covered fewer than 100 participants as of the beginning of the plan year. You may also complete Schedule I if you are filing as a small plan under the 80-120 participant rule (see instructions). Complete Schedule H if reporting as a large plan or DFE.

Part I Small Plan Financial Information

Report below the current value of assets and liabilities, income, expenses, transfers and changes in net assets during the plan year. Combine the value of plan assets held in more than one trust. Do not enter the value of the portion of an insurance contract that guarantees during this plan year to pay a specific dollar benefit at a future date. Include all income and expenses of the plan including any trust(s) or separately maintained fund(s) and any payments/receipts to/from insurance carriers. Round off amounts to the nearest dollar.

 

1    Plan Assets and Liabilities:        (a) Beginning of Year    (b) End of Year  
   a    Total plan assets    1a   117,117      109,790   
          

 

   

 

 

  
b Total plan liabilities 1b
          

 

   

 

 

  
c Net plan assets (subtract line 1b from line 1a) 1c 117,117               109,790   
          

 

   

 

 

  
2    Income, Expenses, and Transfers for this Plan Year:        (a) Amount    (b) Total  
   a    Contributions received or receivable:        
     

(1)    Employers

    2a(1)     
     

(2)    Participants

    2a(2)   12,340   
     

(3)    Others (including rollovers)

    2a(3)     
   b    Noncash contributions    2b     
   c    Other income    2c   9,976   
             

 

 

  
d Total income (add lines 2a(1), 2a(2), 2a(3), 2b, and 2c) 2d   22,316   
             

 

 

  
e Benefits paid (including direct rollovers) 2e 2,720
f Corrective distributions (see instructions) 2f
g Certain deemed distributions of participant loans (see instructions) 2g
h Administrative service providers (salaries, fees, and commissions) 2h
i Other expenses 2i 1,499
             

 

 

  
j Total expenses (add lines 2e, 2f, 2g, 2h, and 2i) 2j   4,219   
             

 

 

  
k Net income (loss) (subtract line 2j from line 2d) 2k   18,097   
             

 

 

  
l Transfers to (from) the plan (see instructions) 2l   -25,424   
3

Specific Assets: If the plan held assets at anytime during the plan year in any of the following categories, check “Yes” and enter the current value of any assets remaining in the plan as of the end of the plan year. Allocate the value of the plan’s interest in a commingled trust containing the assets of more than one plan on a line-by-line basis unless the trust meets one of the specific exceptions described in the instructions.

 

     

                   Yes    No    Amount  
   a    Partnership/joint venture interests    3a      X   
   b    Employer real property    3b      X   
   c    Real estate (other than employer real property)    3c      X   
   d    Employer securities    3d   X         2,129   
   e    Participant loans    3e   X         10,603   

 

For Paperwork Reduction Act Notice and OMB Control Numbers, see the instructions for Form 5500      Schedule I (Form 5500) 2014   
     v. 140124   

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Schedule I (Form 5500) 2014

    Page 2 - ¨  

 

                   Yes    No    Amount  
   3f    Loans (other than to participants)    3f      X   
   g    Tangible personal property    3g      X   
Part II Compliance Questions   
4    During the plan year:        Yes    No    Amount  
   a    Was there a failure to transmit to the plan any participant contributions within the time period described in 29 CFR 2510.3-102? Continue to answer “Yes” for any prior year failures until fully corrected. (See instructions and DOL’s Voluntary Fiduciary Correction Program.)    4a      X   
   b    Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by the participant’s account balance    4b      X   
   c    Were any leases to which the plan was a party in default or classified during the year as uncollectible?    4c      X   
   d    Were there any nonexempt transactions with any party-in-interest? (Do not include transactions reported on line 4a.)    4d      X   
   e    Was the plan covered by a fidelity bond?    4e   X         15,000,000   
   f    Did the plan have a loss, whether or not reimbursed by the plan’s fidelity bond, that was caused by fraud or dishonesty?    4f      X   
   g    Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser?    4g      X   
   h    Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser?    4h      X   
   i    Did the plan at any time hold 20% or more of its assets in any single security, debt, mortgage, parcel of real estate, or partnership/joint venture interest?    4i      X   
   j    Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC?    4j      X   
   k    Are you claiming a waiver of the annual examination and report of an independent qualified public accountant (IQPA) under 29 CFR 2520.104-46? If “No,” attach an IQPA’s report or 2520.104-50 statement. (See instructions on waiver eligibility and conditions.)    4k   X      
   l    Has the plan failed to provide any benefit when due under the plan?    4l      X   
   m    If this is an individual account plan, was there a blackout period? (See instructions and 29 CFR 2520.101-3.)    4m      X   
   n    If 4m was answered “Yes,” check the “Yes” box if you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3    4n        
5a    Has a resolution to terminate the plan been adopted during the plan year or any prior plan year? If “Yes,” enter the amount of any plan assets that reverted to the employer this year    ¨  Yes    x  No      Amount:   
5b    If, during this plan year, any assets or liabilities were transferred from this plan to another plan(s), identify the plan(s) to which assets or liabilities were transferred. (See instructions.)    

 

5b(1) Name of plan(s)

    5b(2) EIN(s)    5b(3) PN(s)
Agrium 401(k) Retirement Savings Plan    91-1589568    002
Agrium U.S. Retail 401(k) Savings Plan    91-1589568    007

 

5c    If the plan is a defined benefit plan, is it covered under the PBGC insurance program (see ERISA section 4021)? ¨  Yes    ¨  No    ¨  Not determined

 

Part III Trust Information (optional)           
6a    Name of trust    6b Trust’s EIN            
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