Amended Statement of Beneficial Ownership (sc 13d/a)
December 28 2016 - 4:43PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13D
(Amendment
No. 2)
Under
the Securities Exchange Act of 1934
Wizard
World, Inc.
(Name
of Issuer)
Common
Stock, par value $0.0001 per share
(Title
of Class of Securities)
97751C100
(CUSIP
Number)
Steven
Morse, Esq.
Morse & Morse,
PLLC
1400 Old Country Rd., Suite 302
(516)
487-1446
(Name,
Address and Telephone Number of Person Authorized to
Receive
Notices and Communications)
December
16, 2016
(Date
of Event which Requires Filing of this Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however,
see
the Notes).
1
|
NAME
OF REPORTING PERSON
John
M. Macaluso
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
[ ]
(b)
[ ]
|
3
|
SEC
USE ONLY
|
4
|
SOURCE
OF FUNDS*
OO
|
5
|
CHECK
IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
110,000
|
8
|
SHARED
VOTING POWER
0
|
9
|
SOLE
DISPOSITIVE POWER
110,000
|
10
|
SHARED
DISPOSITIVE POWER
0
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
110,000
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ]
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.2%
(1)
|
14
|
TYPE
OF REPORTING PERSON (See Instructions)
IN
|
|
(1)
|
Percentage
of class based on 51,368,386 shares of common stock issued and outstanding as of November 18, 2016.
|
Explanatory Note
This Amendment No. 2 to the Schedule 13D
is being filed today with the Securities & Exchange Commission, which amends Amendment No. 1 and
was filed with the Securities & Exchange Commission on February 17, 2015. Except for Item 5, Items 1-4, Item 6,
Item 7 have been omitted as there have been no changes from the prior filing.
Item
5. Interest in Securities of the Issuer.
(a)(b)
As of December 16, 2016, the Reporting Person was the beneficial
owner of the following securities:
Amount Beneficially Owned
|
|
|
110,000
|
|
|
|
|
|
|
Percent of Class
|
|
|
.2%
|
(1)
|
|
|
|
|
|
Sole Voting Power
|
|
|
110,000
|
|
|
|
|
|
|
Sole Dispositive Power
|
|
|
110,000
|
|
|
(1)
|
Percentage of class
based on 51,368,386 shares of common stock issued and outstanding as of November 18, 2016.
|
(c) On December 16, 2016, the Reporting
Person sold 8,490,213 shares of the Issuer’s common stock at a purchase price of $.1347 per share.
(d) No other person is known to have the
right to receive, or the power to direct the receipt of, dividends from, or the proceeds from the sale of, the securities of the
Issuer owned by the Reporting Person.
(e) As the Reporting Person is no longer
a 5% or greater stockholder, it is anticipated this will be the last amendment filed by the Reporting Person.
SIGNATURES
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date:
December 28, 2016
|
|
|
|
/s/ John M. Macaluso
|
|
John M. Macalus
o
|
|
Chief Executive Officer
|
|