Amended Securities Registration (section 12(b)) (8-a12b/a)
March 26 2015 - 10:53AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
(Amendment No. 3)
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
AEP
INDUSTRIES INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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22-1916107 |
(State of incorporation or organization) |
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(I.R.S. Employer Identification No.) |
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95 Chestnut Ridge Road
Montvale, New Jersey |
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07645 |
(Address of principal executive offices) |
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(Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of Each Class
to be so Registered |
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Name of Each Exchange on Which
Each Class is to be Registered |
Series A Preferred Stock Purchase Rights |
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Nasdaq Global Select Market |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. x
If this form relates to the registration
of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨
Securities Act registration statement file number to which this form relates: Not applicable.
Securities to be registered pursuant to Section 12(g) of the Act: None.
Item 1. |
Description of Registrants Securities to be Registered. |
Reference is hereby made to Amendment
No. 2 to the Registration Statement on Form 8-A, dated April 25, 2014 (the Registration Statement), filed by AEP Industries Inc. (the Company) with the Securities and Exchange Commission (the SEC), which
amended and restated the Registration Statement on Form 8-A filed on March 31, 2011, as amended on March 28, 2014. A description of the Companys Series A Preferred Stock Purchase Rights was set forth under Item 1 of the
Registration Statement, which description is incorporated herein by reference. The second paragraph of such description is amended and restated herein as follows:
On March 31, 2011, the Companys Board of Directors (the Board) declared a dividend of one preferred share purchase right (a
Right) for each share of common stock, par value $0.01 per share, of the Company (Common Stock), outstanding as of the close of business on April 11, 2011 (the Record Date) and directed the issuance of one
Right for each share of Common Stock that becomes outstanding between the Record Date and the Distribution Date (as defined below). In connection therewith, the Company entered into a Rights Agreement, dated March 31, 2011 (the Rights
Agreement), with American Stock Transfer & Trust Company, LLC, as Rights Agent (the Rights Agent). The Rights Agreement was subsequently amended and restated in its entirety by the Amended and Restated Rights Agreement,
dated March 28, 2014, between the Company and the Rights Agent, as amended by the First Amendment to Amended and Restated Rights Agreement, dated April 16, 2014, between the Company and the Rights Agent and the Second Amendment to Amended
and Restated Rights Agreement, dated March 23, 2015, between the Company and the Rights Agent (as so amended, the Amended and Restated Rights Agreement).
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Exhibit |
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Description |
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3.1 |
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Certificate of Designations of Series A Junior Participating Preferred Stock of AEP Industries Inc. (incorporated herein by reference to Exhibit A of Exhibit 4.1 of the Companys Current Report on Form 8-K filed with the
SEC on March 28, 2014). |
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4.1 |
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Amended and Restated Rights Agreement, dated March 28, 2014, by and between AEP Industries Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent (incorporated herein by reference to Exhibit 4.1 of the
Companys Current Report on Form 8-K filed with the SEC on March 28, 2014). |
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4.2 |
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First Amendment to Amended and Restated Rights Agreement, dated April 16, 2014, by and between AEP Industries Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent (incorporated herein by reference to
Exhibit 4.1 of the Companys Current Report on Form 8-K filed with the SEC on April 21, 2014). |
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4.3 |
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Second Amendment to Amended and Restated Rights Agreement, dated March 23, 2015, by and between AEP Industries Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent (incorporated herein by reference to
Exhibit 4.1 of the Companys Current Report on Form 8-K filed with the SEC on March 26, 2015). |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration
statement to be signed on its behalf by the undersigned, thereto duly authorized.
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AEP INDUSTRIES INC. |
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Date: March 26, 2015 |
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By: |
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/s/ LINDA N. GUERRERA |
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Linda N. Guerrera |
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Vice President and Controller |
EXHIBIT INDEX
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Exhibit |
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Description |
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3.1 |
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Certificate of Designations of Series A Junior Participating Preferred Stock of AEP Industries Inc. (incorporated herein by reference to Exhibit A of Exhibit 4.1 of the Companys Current Report on Form 8-K filed with the SEC on March 28, 2014). |
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4.1 |
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Amended and Restated Rights Agreement, dated March 28, 2014, by and between AEP Industries Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent (incorporated herein by reference to Exhibit 4.1 of the
Companys Current Report on Form 8-K filed with the SEC on March 28, 2014). |
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4.2 |
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First Amendment to Amended and Restated Rights Agreement, dated April 16, 2014, by and between AEP Industries Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent (incorporated herein by reference to
Exhibit 4.1 of the Companys Current Report on Form 8-K filed with the SEC on April 21, 2014). |
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4.3 |
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Second Amendment to Amended and Restated Rights Agreement, dated March 23, 2015, by and between AEP Industries Inc. and American Stock Transfer & Trust Company, LLC, as Rights Agent (incorporated herein by reference to
Exhibit 4.1 of the Companys Current Report on Form 8-K filed with the SEC on March 26, 2015). |
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