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presentation includes forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of
1934, which provides a "safe harbor" for such statements in certain
circumstances. The forward-looking statements include statements or
expectations regarding future contracts, projects, demonstrations and technologies; amount and
timing of production of future RC operations and EC systems; our
ability to capitalize on and expand our business to meet
opportunities in our target markets and profit from our proprietary technologies;
scope, timing and impact of regulations and legislation; future supply and
demand; the ability of our technologies to assist our customers in complying with
government regulations; the likelihood of identifying additional
adjustments to our 2011 and 2012 financial statements as
a result of our ongoing re-audits and the likelihood of restating such financial
statements and related matters. These
statements are based on current expectations, estimates, projections, beliefs and
assumptions of our management. Such statements involve significant risks and
uncertainties. Actual events or results could differ materially from those discussed
in the forward-looking statements as a result of various factors, including
but not limited to, changes in laws, regulations
and IRS interpretations or guidance, government funding, accounting rules, prices,
economic conditions and market demand; timing of laws, regulations and any legal
challenges to or repeal of them; failure of the RC facilities to produce coal
that qualifies for tax credits; termination of or amendments to the contracts for RC facilities; decreases in the
production of RC; failure to lease or sell the remaining RC facilities on a timely
basis; our inability to ramp up operations to effectively address expected
growth or awarded contracts in our target markets; inability to commercialize our
technologies on favorable terms; impact of competition; availability, cost of and
demand for alternative tax credit vehicles and other technologies; technical,
start-up and operational difficulties; availability of raw materials and
equipment; loss of key personnel; inability to
address the previously disclosed accounting matters, complete the on-going
re-audits of the 2011 and 2012 financial statements, and file any required
restatements and periodic reports; risks relating to the substantial costs and
diversion of personnel’s attention and resources due to these matters and related litigation;
intellectual property infringement claims from third parties; seasonality and other
factors discussed in greater detail in our filings with the Securities and
Exchange Commission (SEC). You are cautioned not to place undue reliance on such
statements and to consult our SEC filings for additional risks and uncertainties that
may apply to our business and the ownership of our securities. Our
forward-looking statements are presented as of the date made, and we disclaim any duty
to update such statements unless required by law to do so.
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2012-2014 Advanced Emissions Solutions, Inc.
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