SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 10-K/A

Amendment No. 1

 

   X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


For the fiscal year ended January 31, 2017

 

        . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


Commission File No. 000-54865


[F10KA013117_10KZ001.JPG]

APT SYSTEMS, INC.

(Exact name of issuer as specified in its charter)

 

Delaware

99-0370904

(State or other jurisdiction

(IRS Employer File Number)

of incorporation)

 

 

505 Montgomery Street,

 

11 th Floor

 

San Francisco, CA

94111

(Address of principal executive offices)

(Zip Code)

 

(415) 200-1105

(Registrant’s telephone number, including area code)

 

Securities to be Registered Pursuant to Section 12(b) of the Act: None

 

Securities to be Registered Pursuant to Section 12(g) of the Act:

 

Common Stock, $0.0001 per share par value

 

Indicate by check mark if registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes       . No  X .

 

Indicate by check mark if registrant is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. Yes       . No  X .

 

Indicate by check mark whether the registrant (1) has filed all Reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes:       . No:       .

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (Section 232.405 of this chapter) during the preceding 12 months (or such shorter period that the registrant was required to submit and post such files. Yes  X . No       .

 

Check if there is no disclosure of delinquent filers in response to Item 405 of Regulation S-K is contained in this form and no disclosure will be contained, to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K.       .




 

Indicate by check mark whether the registrant is a large accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer,” and “small reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer       .

Accelerated filer       .

Non-accelerated filer       .

(Do not check if a smaller reporting company)

Smaller reporting company  X .


Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act): Yes       . No  X .


State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the registrant’s most recently completed fiscal quarter. The aggregate market value of the voting stock held by non-affiliates computed by reference to the price at which the stock was sold was $338,681, based on prices of other such stock as the Registrant’s securities are currently quoted.

 

As of May 15, 2016, registrant had outstanding 270,472,799 shares of common stock.

 

Documents incorporated by reference: None.




EXPLANATORY NOTE


APT Systems, Inc. (the “Company,” “we,” “us” or “our”) is filing this Amendment No. 1 on Form 10-K/A (the “Amendment”) to our Annual Report on Form 10-K for the year ended January 31, 2017, solely to furnish Exhibit 101 to the Form 10–K in accordance with Rule 405 of Regulation S–T.


Except as described above, this Amendment does not modify or update in any way the financial position, results of operations, cash flows or other disclosures in, or exhibits to, the Original Form 10-K, nor does it reflect events occurring after the Original Form10-K. Accordingly, this Amendment should be read in conjunction with the Original Form 10-K.




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PART IV


Item 15. Exhibits, Financial Statement Schedules.


The following financial information is filed as part of this report:

 

(a)

(1) FINANCIAL STATEMENTS

 

(2) SCHEDULES

 

(3) EXHIBITS. The following exhibits required by Item 601 to be filed herewith are incorporated by reference to previously filed documents:

 

 

Exhibit

Number

 

Description


3.1*

 


Articles of Incorporation

 

 

 

3.2*

 

Bylaws

 

 

 

4.1*

 

APT Systems, Inc. 2012 Equity Incentive Plan

 

 

 

4.2**

 

19% Convertible Note dated January 8, 2014

 

 

 

31.1

 

Certification of Principal Executive Officer pursuant to Section 302

 

 

 

31.2

 

Certification of Principal Financial Officer pursuant to Section 302

 

 

 

32.1

 

Certification of Principal Executive Officer pursuant to Section 906

 

 

 

32.2

 

Certification of Principal Financial Officer pursuant to Section 906

 

101.INS XBRL Instance Document

101.SCH XBRL Taxonomy Schema

101.CAL XBRL Taxonomy Calculation Linkbase

101.DEF XBRL Taxonomy Definition Linkbase

101.LAB XBRL Taxonomy Label Linkbase

101.PRE XBRL Taxonomy Presentation Linkbase

 

 In accordance with SEC Release 33-8238, Exhibits 32.1 and 32.2 are being furnished and not filed.


*Previously filed with Form S-1 Registration Statement, on May 23, 2012

** Previously filed with the Annual Report on Form 10-K for the year ended January 31, 2014, on May 29,

2014



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SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

APT Systems, Inc.

 

 

 

 

By:

/s/ Glenda Dowie

 

Glenda Dowie, President and Chief Executive Officer

(Principal Executive Officer)

 

 

 

 

By:

/s/ Carl Hussey

 

Carl Hussey, Chief Financial Officer and Director

(Principal Financial and Accounting Officer)

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following person on behalf of the registrant and in the capacities and on the dates indicated.

 

/s/ Glenda Dowie

 

President, Chief Executive Officer and Director

 

May 17, 2017

Glenda Dowie

 

Title

 

Date

 

 

 

 

 

/s/ Joseph Gagnon

 

Secretary, Chief Technology Officer and Director

 

May 17, 2017

Joseph Gagnon

 

Title

 

Date

 

 

 

 

 

/s/ Carl Hussey

 

Treasurer, Chief Financial Officer and Director

 

May 17, 2017

,Carl Hussey

 

Title

 

Date

 





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