Alternative Asset Opps PCC Ltd Holding(s) in Company (4297N)
October 25 2016 - 10:29AM
UK Regulatory
TIDMTLI
RNS Number : 4297N
Alternative Asset Opps PCC Ltd
25 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or Alternative Asset Opps
the underlying issuer PCC Limited
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ---------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights X
---------------------------------------------------------------- ------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ------------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- ------------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ------------------------------------
3. Full name of person(s) Weiss Asset Management LP
subject to the
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------------------
4. Full name of shareholder(s) Brookdale International Partners,
(if different from 3.):(iv) L.P., Brookdale Global Opportunity
Fund(1)
----------------------------------------------------------- -----------------------------------------
5. Date of the transaction Oct-20-2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------------
6. Date on which issuer Oct-25-2016
notified:
----------------------------------------------------------- -----------------------------------------
7. Threshold(s) that is/are > 5%
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------------
_________ (1) Weiss Asset Management LP is the Investment
Manager to Brookdale Global Opportunity Fund and Brookdale
International Partners, L.P.
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
Below Below 6.07
GB0034353424 5% 5% 4,370,121 4,370,121 n/a % n/a
------------- --------------- --------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- ---------------- ---------------------------- -----------------------
CFD Nominal Delta
--------------- ------------ ---------
N/A N/A N/A 585,196 0.81% 1
------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
4,955,317 6.88 %
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------
Brookdale International Partners, L.P.: 3,072,297 voting
rights/financial instruments (4.27 %)
Brookdale Global Opportunity Fund: 1,883,020 voting
rights/financial instruments (2.62 %)
Proxy Voting:
---------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------- ----------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
--------------------------------------------- ----------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
--------------------------------------------- ----------------------------------
13. Additional information:
--------------------------------------------- ----------------------------------
14. Contact name: Georgiy Nikitin Tracey Lago
--------------------------------------------- ---------------- ----------------
15. Contact telephone number: +1-617-778-7725 020 3246 7405
--------------------------------------------- ---------------- ----------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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