Aberdeen Asset Management PLC Form 8.3 - [Royal Dutch Shell] (9583G)
November 25 2015 - 9:19AM
UK Regulatory
TIDMADN TIDMRDSA
RNS Number : 9583G
Aberdeen Asset Management PLC
25 November 2015
3FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Aberdeen Asset Management PLC
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(b) Owner or controller of interests and short positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities this form Royal Dutch Shell PLC
relates:
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state this and
specify identity
of offeror/offeree:
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(e) Date position held/dealing undertaken: 24 November 2015
For an opening position disclosure, state the latest practicable date prior to the
disclosure
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in Yes - BG Group PLC
respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary A Shares
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Interests Short positions
------------------------------------------------------------------------------ ------------------ ------------------
Number % Number %
------------------------------------------------------------------------------ ----------- ----- ------------- ---
(1) Relevant securities owned and/or controlled: 71,726,877 1.82
------------------------------------------------------------------------------ ----------- ----- ------------- ---
(2) Cash-settled derivatives:
------------------------------------------------------------------------------ ----------- ----- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
------------------------------------------------------------------------------ ----------- ----- ------------- ---
TOTAL: 71,726,877 1.82
------------------------------------------------------------------------------ ----------- ----- ------------- ---
Class of relevant security: Ordinary B Shares
------------------------------------------------------------------------------ --------------------------------------
Interests Short positions
------------------------------------------------------------------------------ ------------------ ------------------
Number % Number %
------------------------------------------------------------------------------ ----------- ----- ------------- ---
(1) Relevant securities owned and/or controlled: 78,422,138 3.21
------------------------------------------------------------------------------ ----------- ----- ------------- ---
(2) Cash-settled derivatives:
------------------------------------------------------------------------------ ----------- ----- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
------------------------------------------------------------------------------ ----------- ----- ------------- ---
TOTAL: 78,422,138 3.21
------------------------------------------------------------------------------ ----------- ----- ------------- ---
*Difference of 684,000 shares from the previous notification is
due to a client termination.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
Ordinary A Sale 925 GBP 16.200
--------------------------- -------------- --------------------- ---------------
Ordinary A Sale 97,841 GBP 16.500
--------------------------- -------------- --------------------- ---------------
Ordinary A Purchase 237,747 GBP 16.500
--------------------------- -------------- --------------------- ---------------
Ordinary B Sale 702 GBP 16.310
--------------------------- -------------- --------------------- ---------------
Ordinary B Sale 61,290 GBP 16.675
--------------------------- -------------- --------------------- ---------------
Ordinary B Purchase 153,690 GBP 16.675
--------------------------- -------------- --------------------- ---------------
Ordinary A Sale 19,000 GBP 16.500
--------------------------- -------------- --------------------- ---------------
Ordinary B Sale 11,500 GBP 16.675
--------------------------- -------------- --------------------- ---------------
Ordinary B Sale 48,000 GBP 16.319
--------------------------- -------------- --------------------- ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
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