Aberdeen Asian Smaller Co's Inv Tst Holding(s) in Company (4155L)
July 18 2017 - 10:02AM
UK Regulatory
TIDMAAS
RNS Number : 4155L
Aberdeen Asian Smaller Co's Inv Tst
18 July 2017
Aberdeen Asian Smaller Companies Investment Trust PLC (the
"Company")
Legal Entity Identifier (LEI): 5493000FBZP1J92OQY70
Information disclosed in accordance with DTR 5.1, 5.3 and
5.8
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer Aberdeen Asian Smaller Companies
or the underlying issuer Investment Trust Plc
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------ --------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) :
------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name City of London Investment
Management Company Limited
City and country of registered London, UK
office (if applicable)
4. Full name of shareholder(s) (if different from
3.)(v)
----------------------------------------------------------------------------------------------------
Name
------------------------------------------------ --------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------ --------------------------------------------------
5. Date on which the threshold 14/07/2017
was crossed or reached(vi)
:
------------------------------------------------ --------------------------------------------------
6. Date on which issuer 18/07/2017
notified (DD/MM/YYYY):
------------------------------------------------ --------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
----------------------- ----------------------- ---------------- ----------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 4.99% 0.0% 4.99% 34,868,725
----------------------- ----------------------- ---------------- ----------------- -------------
Position
of previous
notification
(if
applicable) 5.00% 0.0% 5.00%
----------------------- ----------------------- ---------------- ----------------- -------------
8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10
Directive Directive Directive of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------- ------------------- -------------- ------------------------------- ----------------
GB0000100767 0 1,742,537 0.0% 4.99%
---------------------- ------------------- -------------- ------------------------------- ----------------
SUBTOTAL 8.
A 1,742,537 4.99%
---------------------- ----------------------------------- -------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------------- ------------------- -------------- ------------------------------- ----------------
SUBTOTAL 8.
B 1
-------------- ------------------------------- ----------------
B 2: Financial Instruments with similar economic
effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
--------------------- -------------------- -------------- ----------------- ------------ ----------------
SUBTOTAL
8.B.2
----------------- ------------ ----------------
9. Information in relation to the person subject
to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which x
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
---------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
-------------------- ---------------- ------------------------ ---------------------
City of London
Investment
Management
Company Limited
is a wholly
owned subsidiary
of City of
London Investment
Group plc
and is the
only entity
subject to
the notification
obligations 4.99% 0% 4.99%
-------------------- ---------------- ------------------------ ---------------------
10. In case of proxy voting, please identify:
---------------------------------------------------------------------------------------
Name of the proxy holder City of London Investment
Management Company
Limited
-------------------------------------- -----------------------------------------------
The number and % of voting
rights held
-------------------------------------- -----------------------------------------------
The date until which the
voting rights will be held
-------------------------------------- -----------------------------------------------
11. Additional information(xvi)
---------------------------------------------------------------------------------------
All voting rights on all shares are controlled by
City of London Investment Management Company Limited.
---------------------------------------------------------------------------------------
Place of London, UK
completion
------------------- -----------
Date of completion 17/07/2017
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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