ARM Holdings PLC Holding(s) in Company (3396Y)
November 28 2014 - 8:32AM
UK Regulatory
TIDMARM
RNS Number : 3396Y
ARM Holdings PLC
28 November 2014
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
-------------------------------------------------------------------------------------------------
1. Identity of the issuer or ARM Holdings plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- --------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------ -----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ -----------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ -----------------------------
An event changing the breakdown of voting rights
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Other (please
specify):
--------------------------------------------------------- ------- -----------------------------
3. Full name of person(s) The Capital Group Companies,
subject to the Inc.
notification obligation:
(iii)
----------------------------------------------------------- ------------------------------------
4. Full name of shareholder(s) See Schedule A
(if different from 3.):(iv)
----------------------------------------------------------- ------------------------------------
5. Date of the transaction 25 November 2014
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ------------------------------------
6. Date on which issuer 26 November 2014
notified:
----------------------------------------------------------- ------------------------------------
7. Threshold(s) that is/are Below 3%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- --------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
--------------- --------------- ---------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- ----------- ------------ -------------- --------- ------------ ------------ -----------
Ordinary
Shares
(GB0000595859) 41,515,126 41,515,126 41,205,039 2.936%
--------------- --------------- ---------------- -------------- --------- ------------ ------------ -----------
ADRs
(US0420681068) 270,600 811,800 811,800 0.058%
--------------- --------------- ---------------- -------------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------- ------------- -------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
----------------- ------------- -------------- ---------------- ------------------------- -----------------------
Nominal Delta
----------------- ------------- -------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
42,016,839 2.994%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------
See Schedule A
Proxy Voting:
-----------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------
11. Number of voting rights proxy
holder will cease to hold:
--------------------------------------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
--------------------------------------------------------------
13. Additional information:
------------------------------------------------------------ ---
14. Contact name:
------------------------------------------------------------ ---
15. Contact telephone number:
------------------------------------------------------------ ---
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
---------------------------------------------------------------------
Full name The Capital Group Companies,
(including legal form of Inc.
legal entities)
------------------------------------ -------------------------------
Contact address 333 South Hope Street, 55(th)
(registered office for legal Floor
entities) Los Angeles, California 90071
------------------------------------ -------------------------------
Phone number & email (213) 615-0469 &
GRGroup@capgroup.com
------------------------------------ -------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ -------------------------------
B: Identity of the notifier, if applicable
---------------------------------------------------------------------
Full name Vivien Tan
------------------------------------ -------------------------------
Contact address 333 South Hope Street, 55(th)
Floor
Los Angeles, California 90071
------------------------------------ -------------------------------
Phone number & email (213) 615-0469 &
GRGroup@capgroup.com
------------------------------------ -------------------------------
Other useful information Fax: (213) 615-4056
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ -------------------------------
C: Additional information
---------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
As of 25 November 2014
ARM Holdings plc
Number of Shares Percentage of
Outstanding
The Capital Group Companies,
Inc. ("CG") holdings 42,016,839 2.994%
Holdings by CG Management
Companies and Funds:
Capital Guardian Trust Company 4,889,700 0.348%
Capital International Limited 471,800 0.034%
Capital International SÁrl 569,400 0.041%
Capital International, Inc. 341,600 0.024%
Capital Research and Management
Company 35,744,339 2.547%
This information is provided by RNS
The company news service from the London Stock Exchange
END
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