ADVFN PLC Holding(s) in Company (9609X)
February 27 2017 - 9:40AM
UK Regulatory
TIDMAFN
RNS Number : 9609X
ADVFN PLC
27 February 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
---------------------------------------------------------------------------------------
1. Identity of the issuer or ADVFN PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- ----------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
---------------------------------------------------------- ---------------------------
An acquisition or disposal of qualifying financial No
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- ---------------------------
An acquisition or disposal of instruments with No
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- ---------------------------
An event changing the breakdown of voting rights No
---------------------------------------------------------- ---------------------------
Other (please N/A
specify):
-------------------------------------------------------- ---------------------------
3. Full name of person(s) River and Mercantile Asset
subject to the Management LLP
notification obligation:
(iii)
--------------------------------------------------------- ----------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
--------------------------------------------------------- ----------------------------
5. Date of the transaction 23(rd) February 2017
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ----------------------------
6. Date on which issuer 27(th) February 2017
notified:
--------------------------------------------------------- ----------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
--------------------------------------------------------- ----------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- -------------- ------------ ------------ ------------ -----------
GB00BPT24C10 1,398,528 1,398,528 1,271,452 1,271,452 4.9620%
--------------- --------------- -------------- ------------ ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ------------- ------------- ---------------- ---------------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- ---------------- ---------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------------------
1,271,452 4.9620%
------------------------------------------------- -------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------
Proxy Voting:
----------------------------------------------------------------
10. Name of the proxy holder: River and Mercantile
Asset Management LLP
--------------------------------------- -----------------------
11. Number of voting rights proxy N/A
holder will cease to hold:
--------------------------------------- -----------------------
12. Date on which proxy holder will N/A
cease to hold voting rights:
--------------------------------------- -----------------------
13. Additional information:
--------------------------------------- -----------------------
14. Contact name: David Harris
Compliance Department
--------------------------------------- -----------------------
15. Contact telephone number: +44 (0) 20 7601 6262
--------------------------------------- -----------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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